-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPsU4xBOaIyoTw6EpH59eZFSFDO7Z7Ib77Nl0782ZlIOIEV2Qx815UKpVqu9/EYn 5a/2hu+AWUl9NukdChUhrQ== 0000950142-04-000541.txt : 20040220 0000950142-04-000541.hdr.sgml : 20040220 20040220155445 ACCESSION NUMBER: 0000950142-04-000541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040218 FILED AS OF DATE: 20040220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04619351 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma021804_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-18 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-02-18 4 S 0 23000 45.00 D 11859678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 400 45.01 D 11859278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 600 45.10 D 11858678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 2000 45.11 D 11856678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 1000 45.12 D 11855678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 3000 45.15 D 11852678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 2900 45.70 D 11849778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 4600 45.71 D 11845178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 6500 45.75 D 11838678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 1000 45.76 D 11837678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 5100 45.80 D 11832578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 400 45.82 D 11832178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 13000 45.83 D 11819178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 100 45.84 D 11819078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 10600 45.85 D 11808478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 500 45.87 D 11807978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-18 4 S 0 300 45.88 D 11807678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 4800 45.00 D 11802878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 8100 45.20 D 11794778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 7000 45.21 D 11787778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 9200 45.35 D 11778578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 1200 45.45 D 11777378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 1200 45.47 D 11776178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 700 45.48 D 11775478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 500 45.49 D 11774978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-19 4 S 0 1300 45.50 D 11773678 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-02-20 -----END PRIVACY-ENHANCED MESSAGE-----