-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQDwbA/W7PBGvSOW6/3eWb4UQkehflWZckwGyP78K01dDlc8KRFX+HO3T9uSfSPC LfYn4pz4TXViJlAOcX/bxA== 0000950142-04-000462.txt : 20040213 0000950142-04-000462.hdr.sgml : 20040213 20040213170946 ACCESSION NUMBER: 0000950142-04-000462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04600315 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 4 1 form4-shari021204_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-12 0 0000815097 CARNIVAL CORP CCL 0001250969 TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-02-12 4 S 0 7400 43.78 D 76046225 D Common Stock 2004-02-12 4 S 0 200 43.81 D 76046025 D Common Stock 2004-02-12 4 S 0 4600 43.82 D 76041425 D Common Stock 2004-02-12 4 S 0 1600 43.83 D 76039825 D Common Stock 2004-02-12 4 S 0 100 43.84 D 76039725 D Common Stock 2004-02-12 4 S 0 1000 43.85 D 76038725 D Common Stock 2004-02-12 4 S 0 100 43.86 D 76038625 D Common Stock 2004-02-12 4 S 0 5600 44.42 D 76033025 D Common Stock 2004-02-12 4 S 0 3600 44.60 D 76029425 D Common Stock 2004-02-12 4 S 0 100 44.61 D 76029325 D Common Stock 2004-02-12 4 S 0 3100 44.62 D 76026225 D Common Stock 2004-02-12 4 S 0 400 44.63 D 76025825 D Common Stock 2004-02-12 4 S 0 1000 44.64 D 76024825 D Common Stock 2004-02-12 4 S 0 4000 44.65 D 76020825 D Common Stock 2004-02-12 4 S 0 400 44.66 D 76020425 D Common Stock 2004-02-12 4 S 0 1500 44.67 D 76018925 D Common Stock 2004-02-12 4 S 0 300 44.68 D 76018625 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-02-13 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----