-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/AdfidQQshytqRficT512MmmQp5HKMQ1MunA763R/CKJoZXthLV21zcdbckJMWv cbKAtgyZBnbDU/mbW5Fo7A== 0000950142-04-000452.txt : 20040213 0000950142-04-000452.hdr.sgml : 20040213 20040213170226 ACCESSION NUMBER: 0000950142-04-000452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04600158 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma021104_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-11 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-02-11 4 S 0 18000 43.90 D 12206878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 500 43.93 D 12206378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 1500 43.94 D 12204878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 13300 43.95 D 12191578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 2100 43.97 D 12189478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 4500 43.98 D 12184978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 100 43.99 D 12184878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 23400 44.00 D 12161478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 6100 44.01 D 12155378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 1700 44.02 D 12153678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 5500 44.03 D 12148178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 6600 44.04 D 12141578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 100 44.06 D 12141478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 600 44.07 D 12140878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 3100 44.08 D 12137778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 14200 44.10 D 12123578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 9100 44.11 D 12114478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 3000 44.12 D 12111478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 1300 44.13 D 12110178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 400 44.14 D 12109778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 300 44.15 D 12109478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 200 44.16 D 12109278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 100 44.17 D 12109178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 400 44.18 D 12108778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 3700 44.19 D 12105078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 3400 44.20 D 12101678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-11 4 S 0 2500 44.21 D 12099178 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----