-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F5epdB9XvlnzR92pRDtJn28AcrJWbb464oqsujpfPm4y9VT5V/CB2EtmAsuqDbvX UCXecLc3LiWAa1SEEGncWg== 0000950142-04-000408.txt : 20040211 0000950142-04-000408.hdr.sgml : 20040211 20040211165006 ACCESSION NUMBER: 0000950142-04-000408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040209 FILED AS OF DATE: 20040211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NO 2 CENTRAL INDEX KEY: 0001250963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04586932 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 4 1 form4-lin020904_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-09 0 0000815097 CARNIVAL CORP CCL 0001250963 TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NO 2 C/O COUTTS JERSEY LTD 23-25 BROAD ST ST. HELIER CHANNEL ISLANDS D9 00000 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-02-09 4 S 0 500 44.01 D 44834330 D Common Stock 2004-02-09 4 S 0 500 44.03 D 44833830 D Common Stock 2004-02-09 4 S 0 500 44.04 D 44833330 D Common Stock 2004-02-09 4 S 0 1000 44.07 D 44832330 D Common Stock 2004-02-09 4 S 0 500 44.10 D 44831830 D Common Stock 2004-02-09 4 S 0 500 44.15 D 44831330 D Common Stock 2004-02-09 4 S 0 1500 44.16 D 44829830 D Common Stock 2004-02-09 4 S 0 1000 44.17 D 44828830 D Common Stock 2004-02-09 4 S 0 500 44.18 D 44828330 D Common Stock 2004-02-09 4 S 0 1000 44.20 D 44827330 D Common Stock 2004-02-10 4 S 0 1000 43.79 D 44826330 D Common Stock 2004-02-10 4 S 0 1100 43.80 D 44825230 D Common Stock 2004-02-10 4 S 0 1500 43.81 D 44823730 D Common Stock 2004-02-10 4 S 0 500 43.82 D 44823230 D Common Stock 2004-02-10 4 S 0 1000 43.84 D 44822230 D Common Stock 2004-02-10 4 S 0 3400 43.85 D 44818830 D Common Stock 2004-02-10 4 S 0 100 43.86 D 44818730 D Common Stock 2004-02-10 4 S 0 2000 43.87 D 44816730 D Common Stock 2004-02-10 4 S 0 1000 43.89 D 44815730 D Common Stock 2004-02-10 4 S 0 6000 43.90 D 44809730 D Common Stock 2004-02-10 4 S 0 1000 43.94 D 44808730 D Common Stock 2004-02-10 4 S 0 2500 43.95 D 44806230 D Common Stock 2004-02-10 4 S 0 400 43.98 D 44805830 D Common Stock 2004-02-10 4 S 0 1000 43.99 D 44804830 D Common Stock 2004-02-10 4 S 0 1500 44.02 D 44803330 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-02-11 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-02-11 -----END PRIVACY-ENHANCED MESSAGE-----