-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Miw0cSA7ryh+nvrUWawD+E9BBcnMWQL2TiNUWjoSW50AEeDiA6b1mtpWzyLm24bv XyGfrTdWuiZ7uoT9C6L/hA== 0000950142-04-000374.txt : 20040206 0000950142-04-000374.hdr.sgml : 20040206 20040206131343 ACCESSION NUMBER: 0000950142-04-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04572911 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 4 1 form4-shari020404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-04 0 0000815097 CARNIVAL CORP CCL 0001250969 TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-02-04 4 S 0 6800 43.15 D 76356725 D Common Stock 2004-02-04 4 S 0 1600 43.20 D 76355125 D Common Stock 2004-02-04 4 S 0 6600 43.21 D 76348525 D Common Stock 2004-02-04 4 S 0 12400 43.55 D 76336125 D Common Stock 2004-02-04 4 S 0 5200 43.56 D 76330925 D Common Stock 2004-02-04 4 S 0 1500 43.57 D 76329425 D Common Stock 2004-02-04 4 S 0 1300 43.59 D 76328125 D Common Stock 2004-02-04 4 S 0 900 43.60 D 76327225 D Common Stock 2004-02-04 4 S 0 5400 43.75 D 76321825 D Common Stock 2004-02-04 4 S 0 300 43.76 D 76321525 D Common Stock 2004-02-04 4 S 0 500 43.77 D 76321025 D Common Stock 2004-02-04 4 S 0 2500 43.78 D 76318525 D Common Stock 2004-02-05 4 S 0 10000 43.90 D 76308525 D Common Stock 2004-02-05 4 S 0 6700 43.91 D 76301825 D Common Stock 2004-02-05 4 S 0 6200 43.92 D 76295625 D Common Stock 2004-02-05 4 S 0 2400 43.93 D 76293225 D Common Stock 2004-02-05 4 S 0 800 43.94 D 76292425 D Common Stock 2004-02-05 4 S 0 9700 43.95 D 76282725 D Common Stock 2004-02-05 4 S 0 1400 43.96 D 76281325 D Common Stock 2004-02-05 4 S 0 2600 43.97 D 76278725 D Common Stock 2004-02-05 4 S 0 9400 43.99 D 76269325 D Common Stock 2004-02-05 4 S 0 13000 44.00 D 76256325 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-02-06 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----