-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L205nIAvtxTLM8YALZEx7jbNIaP+mB2wAuI8dDqKgC988VUr+7XuBg0FkEbJ3xRT E9Ryb3l3JAiiSmvbj1v5og== 0000950142-04-000325.txt : 20040203 0000950142-04-000325.hdr.sgml : 20040203 20040203181621 ACCESSION NUMBER: 0000950142-04-000325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031103 FILED AS OF DATE: 20040203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MA 1997 HOLDINGS LP CENTRAL INDEX KEY: 0001142247 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04564274 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-97lp110303_ccex.xml X0201 4 2003-11-03 0 0000815097 CARNIVAL CORP CCL 0001142247 MA 1997 HOLDINGS LP 1201 NORTH MARKET STREET WILMINGTON DE 19899-1347 0 0 0 1 See footnote (1) below Common Stock 2003-11-03 4 G 0 4000000 0 D 2102187 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. On November 3, 2003, in accordance with the terms of its trust agreement the Micky Arison 1997 Holdings Trust distributed 4,000,000 shares of Carnival Corporation Common Stock to Micky Arison for no consideration. On that same day, Micky Arison gifted the 4,000,000 shares of Carnival Corporation Common Stock to the Micky Arison 2003 GRAT. MA 1997 Holdings, Inc. as General Partner /s/ John J. O'Neil, Vice President 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----