-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UnBBtwjkJefgxY9Rwmbt4iPH31opp8zmePZUGlBkrcObbBausT2LdFg8frqrUklg TdYje7y6l0Uv0brUoqMxqw== 0000950142-04-000263.txt : 20040130 0000950142-04-000263.hdr.sgml : 20040130 20040130164451 ACCESSION NUMBER: 0000950142-04-000263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040128 FILED AS OF DATE: 20040130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04556449 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4-shari012804_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-01-28 0 0000815097 CARNIVAL CORP CCL 0001250969 TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-01-28 4 S 0 5500 43.80 D 76554025 D Common Stock 2004-01-28 4 S 0 900 43.81 D 76553125 D Common Stock 2004-01-28 4 S 0 2600 43.82 D 76550525 D Common Stock 2004-01-28 4 S 0 6000 43.83 D 76544525 D Common Stock 2004-01-28 4 S 0 10000 44.00 D 76534525 D Common Stock 2004-01-29 4 S 0 3500 43.70 D 76531025 D Common Stock 2004-01-29 4 S 0 100 43.72 D 76530925 D Common Stock 2004-01-29 4 S 0 100 43.82 D 76530825 D Common Stock 2004-01-29 4 S 0 500 43.84 D 76530325 D Common Stock 2004-01-29 4 S 0 400 43.88 D 76529925 D Common Stock 2004-01-29 4 S 0 1300 43.89 D 76528625 D Common Stock 2004-01-29 4 S 0 5000 44.00 D 76523625 D Common Stock 2004-01-29 4 S 0 100 44.06 D 76523525 D Common Stock 2004-01-29 4 S 0 2000 44.28 D 76521525 D Common Stock 2004-01-29 4 S 0 1000 44.30 D 76520525 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-01-30 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----