-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MiW2UskTNEzX9/VNBMowKlg4HuIF9Ran2c1CANYwkIXaZKY3h2sxE8A1+9qR2zjU 7aP3YPBdvyxXlHsU+d7dzg== 0000950142-04-000189.txt : 20040122 0000950142-04-000189.hdr.sgml : 20040122 20040122162425 ACCESSION NUMBER: 0000950142-04-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04537517 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma012004_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-01-20 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-01-20 4 S 0 8900 43.65 D 12894678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 1200 43.68 D 12893478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2900 43.69 D 12890578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 12200 43.70 D 12878378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 800 43.71 D 12877578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2000 43.72 D 12875578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2000 43.75 D 12873578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2900 43.80 D 12870678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 100 43.84 D 12870578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 1800 43.85 D 12868778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 5600 43.89 D 12863178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2200 43.90 D 12860978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-20 4 S 0 2400 43.91 D 12858578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 11300 43.65 D 12847278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 700 43.66 D 12846578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 100 43.67 D 12846478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 1200 43.68 D 12845278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 900 43.69 D 12844378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 100 43.70 D 12844278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 700 43.71 D 12843578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 10500 43.80 D 12833078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 4500 43.81 D 12828578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 8000 43.90 D 12820578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-21 4 S 0 7000 43.92 D 12813578 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----