-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dtza23/P2b/OCjqd0Y5m8GFh2nWIYfUx78Lt5iCrocbgabs1S89e9biXipP5jSa1 W3DRMXFUJmDYJ+j2+QjyvA== 0000950142-04-000181.txt : 20040122 0000950142-04-000181.hdr.sgml : 20040122 20040122134103 ACCESSION NUMBER: 0000950142-04-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TR FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04537112 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4-shari012004_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-01-20 0 0000815097 CARNIVAL CORP CCL 0001250969 TED ARISON 1994 IRREVOCABLE TR FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-01-20 4 S 0 1200 43.68 D 76786325 D Common Stock 2004-01-20 4 S 0 600 43.69 D 76785725 D Common Stock 2004-01-20 4 S 0 12400 43.70 D 76773325 D Common Stock 2004-01-20 4 S 0 600 43.71 D 76772725 D Common Stock 2004-01-20 4 S 0 2000 43.72 D 76770725 D Common Stock 2004-01-20 4 S 0 13200 43.75 D 76757525 D Common Stock 2004-01-20 4 S 0 15000 44.00 D 76742525 D Common Stock 2004-01-21 4 S 0 5300 43.65 D 76737225 D Common Stock 2004-01-21 4 S 0 500 43.66 D 76736725 D Common Stock 2004-01-21 4 S 0 1200 43.68 D 76735525 D Common Stock 2004-01-21 4 S 0 700 43.69 D 76734825 D Common Stock 2004-01-21 4 S 0 100 43.70 D 76734725 D Common Stock 2004-01-21 4 S 0 5800 43.71 D 76728925 D Common Stock 2004-01-21 4 S 0 1400 43.75 D 76727525 D Common Stock 2004-01-21 4 S 0 10600 43.80 D 76716925 D Common Stock 2004-01-21 4 S 0 4400 43.81 D 76712525 D Common Stock 2004-01-21 4 S 0 11500 43.90 D 76701025 D Common Stock 2004-01-21 4 S 0 3500 43.91 D 76697525 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-01-22 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----