-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrJSoLU2O8MHcue8voXl/UGC0JXBji4oHfoZFa9wqEh4Ic3cNIfs5jmynTm2OHyO yJFCT+kFT26t+RG31RQNxw== 0000950142-04-000138.txt : 20040115 0000950142-04-000138.hdr.sgml : 20040115 20040115132209 ACCESSION NUMBER: 0000950142-04-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040114 FILED AS OF DATE: 20040115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04526829 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma011404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-01-14 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-01-14 4 S 0 16900 42.06 D 13090178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 11300 42.07 D 13078878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 5000 42.08 D 13073878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 5200 42.09 D 13068678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 700 42.12 D 13067978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 200 42.13 D 13067778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 4900 42.14 D 13062878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 18600 42.15 D 13044278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 6700 42.17 D 13037578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 700 42.18 D 13036878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 3100 42.19 D 13033778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 20000 42.20 D 13013778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 1400 42.24 D 13012378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 100 42.25 D 13012278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 19200 42.26 D 12993078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 2200 42.27 D 12990878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 2000 42.29 D 12988878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 14700 42.30 D 12974178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 6200 42.31 D 12967978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 1900 42.32 D 12966078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-14 4 S 0 12500 42.33 D 12953578 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-01-15 -----END PRIVACY-ENHANCED MESSAGE-----