-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NolIYOi0XfP0iIIsg6/cF6nOncbTvA/UDC5GhCSxqmxQh6371dBI67t8wlibtsVh Y/M/2zsZd5lC4NJEfrxbNg== 0000950142-04-000113.txt : 20040113 0000950142-04-000113.hdr.sgml : 20040113 20040113162802 ACCESSION NUMBER: 0000950142-04-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04522982 BUSINESS ADDRESS: STREET 1: 3655 NW 87 AVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 3055992600X19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4-hfrank011204_ccex.xml X0201 4 2004-01-12 0 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 1 0 0 Vice Chairman & COO Common Stock 2003-12-23 5 G 0 4000 0 D 366737.6833 D Common Stock 2003-12-23 5 G 0 2000 0 A 2000 I By JSW Trust Common Stock 2003-12-23 5 G 0 2000 0 A 2000 I By CBW Trust Common Stock 2004-01-12 4 S 0 1100 41.07 D 365637.6833 D Common Stock 2004-01-12 4 S 0 1700 41.05 D 363937.6833 D Common Stock 2004-01-12 4 S 0 3400 41.04 D 360537.6833 D Common Stock 2004-01-12 4 S 0 4500 41.03 D 356037.6833 D Common Stock 2004-01-12 4 S 0 2300 41.02 D 353737.6833 D Common Stock 2004-01-12 4 S 0 3200 41.01 D 350537.6833 D Common Stock 2004-01-12 4 S 0 4900 41.00 D 345637.6833 D Common Stock 2004-01-12 4 S 0 8200 40.99 D 337437.6833 D Common Stock 2004-01-12 4 S 0 4000 40.98 D 333437.6833 D Common Stock 2004-01-12 4 S 0 2900 40.97 D 330537.6833 D Common Stock 2004-01-12 4 S 0 2400 40.96 D 328137.6833 D Common Stock 2004-01-12 4 S 0 3800 40.95 D 324337.6833 D Common Stock 2004-01-12 4 S 0 2300 40.94 D 322037.6833 D Common Stock 2004-01-12 4 S 0 5100 40.93 D 316937.6833 D Common Stock 2004-01-12 4 S 0 1000 40.92 D 315937.6833 D Common Stock 2004-01-12 4 S 0 1500 40.91 D 314437.6833 D Common Stock 2004-01-12 4 S 0 1100 40.90 D 313337.6833 D Common Stock 2004-01-12 4 S 0 1500 40.89 D 311837.6833 D Common Stock 2004-01-12 4 S 0 600 40.87 D 311237.6833 D Common Stock 2004-01-12 4 S 0 2600 40.86 D 308637.6833 D Common Stock 2004-01-12 4 S 0 2600 40.85 D 306037.6833 D Common Stock 2004-01-12 4 S 0 3800 40.84 D 302237.6833 D Common Stock 2004-01-12 4 S 0 3900 40.83 D 298337.6833 D Common Stock 2004-01-12 4 S 0 900 40.81 D 297437.6833 D Common Stock 2004-01-12 4 S 0 700 40.80 D 296737.6833 D Gift of 2,000 restricted shares to the Jackson S. Woolworth 1998 Irrevocable Trust. Shares are owned by the Jackson S. Woolworth 1998 Irrevocable Trust of which the reporting person is trustee. Gift of 2,000 restricted shares to the Cassidy B. Woolworth 2001 Irrevocable Trust. Shares are owned by the Cassidy B. Woolworth 2001 Irrevocable Trust of which the reporting person is trustee. Includes 697.2645 shares acquired under the terms of the Carnival Corporation Employee Stock Purchase Plan (the "ESPP") and pursuant to the terms of the ESPP's dividend reinvestment feature. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Howard S. Frank 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----