-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qu+hu6y6RM5jijWLcAp/YLxEU8aIlV4a7FVd2wEbP1vGReLlPTi1wJZP+59InKZF 7XQH7XZntl2IkC7Q3xu4YA== 0000950142-04-000050.txt : 20040107 0000950142-04-000050.hdr.sgml : 20040107 20040107111042 ACCESSION NUMBER: 0000950142-04-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040105 FILED AS OF DATE: 20040107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04512127 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma010504_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-01-05 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-01-05 4 S 0 16400 40.50 D 13447478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 8600 40.51 D 13438878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 13900 40.55 D 13424978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 1100 40.56 D 13423878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 2200 40.57 D 13421678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 6100 40.58 D 13415578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-05 4 S 0 1700 40.59 D 13413878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 1800 40.65 D 13412078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 600 40.66 D 13411478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 24300 40.70 D 13387178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 1300 40.71 D 13385878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 4300 40.72 D 13381578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 12200 40.73 D 13369378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 5200 40.74 D 13364178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 39200 40.75 D 13324978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 15300 40.76 D 13309678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 14500 40.77 D 13295178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-01-06 4 S 0 1300 40.78 D 13293878 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-01-07 -----END PRIVACY-ENHANCED MESSAGE-----