-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ot7WZG+VdYIZHC2gV4i7o2z8wOcuaa04EKLo/hFtDANAT+csp7qccB97jgVk9nQz 2BXa9f9f7DNleXUsf6Yl/Q== 0000950142-03-002238.txt : 20031124 0000950142-03-002238.hdr.sgml : 20031124 20031124122444 ACCESSION NUMBER: 0000950142-03-002238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 031020058 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma112003_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-11-20 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2003-11-20 4 S 0 2500 33.82 D 15519678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 600 33.84 D 15519078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 14400 33.85 D 15504678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 1300 33.86 D 15503378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 14400 33.90 D 15488978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 5600 33.92 D 15483378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 700 33.94 D 15482678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 20000 33.95 D 15462678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 30700 34.00 D 15431978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 700 34.09 D 15431278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 34300 34.10 D 15396978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 1700 34.11 D 15395278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 3900 34.12 D 15391378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 1500 34.13 D 15389878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-20 4 S 0 6300 34.14 D 15383578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-21 4 S 0 11000 34.20 D 15372578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-21 4 S 0 15500 34.25 D 15357078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-21 4 S 0 600 34.26 D 15356478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-21 4 S 0 1200 34.27 D 15355278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-21 4 S 0 2700 34.28 D 15352578 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2003-11-24 -----END PRIVACY-ENHANCED MESSAGE-----