8-K 1 form8k_110503.txt FORM 8-K CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): NOVEMBER 5, 2003 CARNIVAL CORPORATION CARNIVAL PLC -------------------- ------------ (Exact name of registrant (Exact name of registrant as specified in its charter) as specified in its charter) REPUBLIC OF PANAMA ENGLAND AND WALES --------------------------- ---------------------------- (State or other jurisdiction (State or other jurisdiction of incorporation) of incorporation) 1-9610 1-15136 ---------------------------- ---------------------------- (Commission File Number) (Commission File Number) 59-1562976 NONE --------------------------- ---------------------------- (I.R.S. Employer (I.R.S. Employer Identification No.) Identification No.) 3655 N.W. 87TH AVENUE CARNIVAL HOUSE, 5 GAINSFORD STREET, MIAMI, FLORIDA 33178-2428 LONDON SE1 2NE, ENGLAND ------------------------------- ------------------------------ (Address of principal executive (Address of principal executive offices) offices) (zip code) (zip code) (305) 599-2600 011 44 20 7940 5381 -------------------------------- -------------------------------- (Registrant's telephone number, (Registrant's telephone number, including area code) including area code) ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE On November 5, 2003, Carnival Corporation issued a press release, which is attached as Exhibit 99.1 to this report and is incorporated into this item by reference. On November 6, 2003, Carnival Corporation issued a press release, which is attached as Exhibit 99.2 to this report and is incorporated into this item by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Press Release of Carnival Corporation & plc dated November 5, 2003 99.2 Press Release of Carnival Corporation & plc dated November 6, 2003 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Date: November 6, 2003 CARNIVAL CORPORATION By: /s/ Arnaldo Perez --------------------------------------- Name: Arnaldo Perez Title: Senior Vice President, General Counsel and Secretary Date: November 6, 2003 CARNIVAL PLC By: /s/ Arnaldo Perez --------------------------------------- Name: Arnaldo Perez Title: Company Secretary EXHIBIT LIST EXHIBIT DESCRIPTION ------- ----------- 99.1 Press Release of Carnival Corporation & plc dated November 5, 2003. 99.2 Press Release of Carnival Corporation & plc dated November 6, 2003.