-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqIPr0VitlNUQB1xQlX4Or0PmD8ja8XCo8slxrlzUywTOFx/SNEBxb+L2NVTgrUj ftqottSC4FT/0pa7UV0VdA== 0000950142-03-002023.txt : 20031105 0000950142-03-002023.hdr.sgml : 20031105 20031105091548 ACCESSION NUMBER: 0000950142-03-002023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031103 FILED AS OF DATE: 20031105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03977938 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma110303_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-11-03 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2003-11-03 4 G 0 4000000 0 D 2102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2003-11-03 4 S 0 6100 35.25 D 15950878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 200 35.34 D 15950678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 1500 35.35 D 15949178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 5600 35.36 D 15943578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 2700 35.39 D 15940878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 4100 35.40 D 15936778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 1900 35.42 D 15934878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 1700 35.44 D 15933178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 4500 35.45 D 15928678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-11-03 4 S 0 1700 35.46 D 15926978 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. On November 3, 2003, in accordance with the terms of its trust agreement the Micky Arison 1997 Holdings Trust distributed 4,000,000 shares of Carnival Corporation Common Stock to Micky Arison for no consideration. On that same day, Micky Arison gifted the 4,000,000 shares of Carnival Corporation Common Stock to the Micky Arison 2003 GRAT. Micky M. Arison 2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----