-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HESsiVx7HWRr/1ZwRg4YQeAmwotKqgg9B6yYdZJb0txsaAmv3L++CZuIWxDNEPel ojLGeKAmFgSk4PtJPXyvwA== 0000950142-03-001959.txt : 20031028 0000950142-03-001959.hdr.sgml : 20031028 20031028125205 ACCESSION NUMBER: 0000950142-03-001959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031027 FILED AS OF DATE: 20031028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03960307 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma102703_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-10-27 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 6102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2003-10-27 4 S 0 1300 33.40 D 16148078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 8700 33.45 D 16139378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 10000 33.60 D 16129378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 200 33.76 D 16129178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4500 33.77 D 16124678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 1100 33.78 D 16123578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4200 33.79 D 16119378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 10000 33.87 D 16109378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 300 33.90 D 16109078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4700 33.91 D 16104378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 3000 33.92 D 16101378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 2000 33.93 D 16099378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4700 34.00 D 16094678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 1100 34.01 D 16093578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 2800 34.02 D 16090778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 10300 34.05 D 16080478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 5200 34.06 D 16075278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 1100 34.08 D 16074178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 800 34.09 D 16073378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4400 34.10 D 16068978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 4400 34.13 D 16064578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 2600 34.14 D 16061978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-27 4 S 0 5000 34.15 D 16056978 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----