-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ux4NYNBTt71oqx7ohyhehMLjNrjWvKuNp+9pOBDiCtlu+Yb0jYOhpcjzTmWPiMLf +rkZOGTw87z/BjB5sO5IpQ== 0000950142-03-001747.txt : 20031003 0000950142-03-001747.hdr.sgml : 20031003 20031003163848 ACCESSION NUMBER: 0000950142-03-001747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03928254 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma100103a_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-10-01 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 2003-10-01 4 S 0 3100 33.58 D 16483878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 3000 33.59 D 16480878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 7600 33.65 D 16473278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 17400 33.70 D 16455878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1200 33.71 D 16454678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 2300 33.72 D 16452378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 100 33.73 D 16452278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 6000 33.74 D 16446278 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 16700 33.75 D 16429578 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 200 33.77 D 16429378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 900 33.78 D 16428478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 10300 33.82 D 16418178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 3800 33.83 D 16414378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 900 33.85 D 16413478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 6102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----