-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMAHfvbF2AFYFfvVqFvVTO79O3b1kpix+C7dna0uHsZUtT0i3ru3MBBXPFYlJSIc UtjVLaQ6cZQLnzc5DuhjDw== 0000950142-03-001743.txt : 20031003 0000950142-03-001743.hdr.sgml : 20031003 20031003163540 ACCESSION NUMBER: 0000950142-03-001743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03928224 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma100103_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2003-10-01 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O PAUL WEISS RIFKIND WHARTON 1285 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10019-6064 1 1 1 0 Chairman and CEO Common Stock 6102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2003-10-01 4 S 0 7900 33.35 D 16512978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1800 33.36 D 16511178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1000 33.37 D 16510178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1100 33.38 D 16509078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 4200 33.39 D 16504878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 200 33.42 D 16504678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1500 33.45 D 16503178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 2000 33.46 D 16501178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 300 33.47 D 16500878 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 5700 33.50 D 16495178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 800 33.52 D 16494378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 1200 33.53 D 16493178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 3000 33.54 D 16490178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 3100 33.55 D 16487078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-10-01 4 S 0 100 33.57 D 16486978 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----