-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgnmzMjMk6Uyv6Jl1LZMJ0qHuAm+O7upJrDK1HIcGXFQcCx5Z7maC7Khdg282aYl Os+6Te7coZSAwO7YrCaJsw== 0000950142-03-001205.txt : 20030717 0000950142-03-001205.hdr.sgml : 20030717 20030717081035 ACCESSION NUMBER: 0000950142-03-001205 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030715 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 03790277 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03790276 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 8-K 1 form8k_071603.txt FORM 8-K CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): JULY 15, 2003 CARNIVAL CORPORATION CARNIVAL PLC -------------------- ------------ (Exact name of registrant (Exact name of registrant as specified in its charter) as specified in its charter) REPUBLIC OF PANAMA ENGLAND AND WALES ------------------ ----------------- (State or other jurisdiction (State or other jurisdiction of incorporation) of incorporation) 1-9610 1-15136 ------ ------- (Commission File Number) (Commission File Number) 59-1562976 NONE ---------- ---- (I.R.S. Employer (I.R.S. Employer Identification No.) Identification No.) CARNIVAL HOUSE 3655 N.W. 87TH AVENUE, 5 GAINSFORD STREET MIAMI, FLORIDA 33178-2428 LONDON SE1 2NE, ENGLAND ------------------------- ------------------------ (Address of principal executive (Address of principal executive offices) offices) (305) 599-2600 011 44 20 7805 1200 -------------- ------------------- (Registrant's telephone number, (Registrant's telephone number, including area code) including area code) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Notice of Carnival plc dated July 17, 2003 Exhibit 99.1 hereto is furnished pursuant to Item 9 hereof and is not intended to be incorporated by reference into any registration statement under the Securities Act of 1933. ITEM 9. REGULATION FD DISCLOSURE. On July 17, 2003, Carnival plc issued a notice, which is attached as Exhibit 99.1 to this report and is incorporated in this item by reference. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Date: July 17, 2003 CARNIVAL CORPORATION By: /s/ Gerald R. Cahill --------------------------------------- Name: Gerald R. Cahill Title: Senior Vice President Finance and Chief Financial and Accounting Officer Date: July 17, 2003 CARNIVAL PLC By: /s/ Gerald R. Cahill --------------------------------------- Name: Gerald R. Cahill Title: Senior Vice President Finance and Chief Financial and Accounting Officer 3 EXHIBIT LIST EXHIBIT DESCRIPTION - ------- ----------- 99.1 Notice of Carnival plc dated July 17, 2003. 4 EX-99 3 ex991-form8k_071603.txt EXHIBIT 99.1 EXHIBIT 99.1 ------------ CARNIVAL PLC (FORMERLY KNOWN AS P&O PRINCESS CRUISES PLC) (INCORPORATED IN ENGLAND AND WALES WITH LIMITED LIABILITY UNDER THE COMPANIES ACT 1985, REGISTERED NUMBER 4039524) (the "COMPANY") NOTICE OF AMENDMENT of the holders of those $284,750,000 7.30% NOTES DUE 2007 (CUSIP No. 693070AC8; ISIN No. US693070AC86) - and - $192,000,000 7.875% DEBENTURES DUE 2027 (CUSIP No. 693070AD6 ; ISIN No. US693070AD69) of the Company presently outstanding (the "SECURITIES") NOTICE IS HEREBY GIVEN by the Company that on 15 July, 2003, having received the requisite consents of the holders of the Securities, the indenture governing the terms of the Securities (the "INDENTURE") was amended and Carnival Corporation guaranteed the Company's monetary obligations under the Indenture on an unsubordinated, unsecured basis (the "GUARANTEE"). The amendments to the Indenture reflect the implementation on 17 April, 2003 of the dual listed company structure between Carnival Corporation and the Company and the issuance of the Guarantee by Carnival Corporation. For additional information regarding the terms of the Securities, as amended, and the Guarantee, please refer to the prospectus dated 16 June, 2003 relating to the consent solicitation. A copy of the prospectus, which is contained in the Company's and Carnival Corporation's joint registration statement on Form S-4, is available at the Document Viewing Facility of the Financial Services Authority at 25 The North Colonnade, London E14 5HS (Telephone: +44 (0) 20 7066 1000). This Notice is given by: CARNIVAL PLC 5 Gainsford Street, London, SE1 2NE Dated: 17 July, 2003 -----END PRIVACY-ENHANCED MESSAGE-----