-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZhiqdwdzgGmUpFAWjV2txcTsCRhQzJPHRWj5ir0aY24JfZuabxLZ6OunSu6snDb WK3SGxQ10QK7V2/0CBbxhQ== 0000950142-00-001023.txt : 20001222 0000950142-00-001023.hdr.sgml : 20001222 ACCESSION NUMBER: 0000950142-00-001023 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20001221 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20001221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-09610 FILM NUMBER: 792853 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 8-K 1 0001.txt FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2000 CARNIVAL CORPORATION (Exact name of registrant as specified in its charter) Republic of Panama 1-9610 59-1562976 - ---------------------------- ----------------------- ------------------- (State or other jurisdiction (Commission File Number (I.R.S. Employer of incorporation) File Number) Identification No.) 3655 N.W. 87th Avenue, Miami, Florida 33178-2428 - -------------------------------------------------------------------------------- (Address of principal executive offices) (zip code) Registrant's telephone number, including area code: (305) 599-2600 Page 2 Item 7. Financial Statements, Pro Forma Financial Information and Exhibits A statement of summary data of the registrant is attached as Exhibit 99.1 to this report. Item 9. Regulation FD Disclosure. The statement of summary data attached as Exhibit 99.1 to this report is provided as a supplement to the press release of the registrant, dated December 21, 2000, and is incorporated by reference. Page 3 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 21, 2000 CARNIVAL CORPORATION By: /s/ Gerald R. Cahill ------------------------------------- Name: Gerald R. Cahill Title: Senior Vice President-Finance and Chief Financial and Accounting Officer Page 4 Exhibit List Exhibit Description ------- ----------- 99.1 Statement of summary data of the registrant. EX-99 2 0002.txt EXHIBIT 99.1 EXHIBIT 99.1 CARNIVAL CORPORATION SUMMARY DATA
THREE MONTHS ENDED TWELVE MONTHS ENDED NOV. 30, NOV. 30, ------------------ ------------------- 2000 1999 2000 1999 ---- ---- ---- ---- (in thousands, except earnings per share) (in thousands, except earnings per share) STATEMENTS OF OPERATIONS - ------------------------------------------ Revenues $ 850,326 $ 791,242 $ 3,778,542 $ 3,497,470 ----------- ----------- ----------- ----------- Costs and Expenses: Operating Expenses 481,057 441,694 2,058,342 1,862,636 Selling and Administrative 126,368 121,032 487,403 447,235 Depreciation and Amortization 76,527 63,759 287,667 243,658 ----------- ----------- ----------- ----------- Total Costs and Expenses 683,952 626,485 2,833,412 2,553,529 ----------- ----------- ----------- ----------- Operating Income Before Income From Affiliated Operations 166,374 164,757 945,130 943,941 Income From Affiliated Operations, Net 42,189(1) 72,081 37,828 75,758 ----------- ----------- ----------- ----------- Operating Income 208,563 236,838 982,958 1,019,699 Nonoperating Income (Expense): Interest Income 2,455 11,790 16,506 41,932 Interest Expense, Net (16,174) (8,775) (41,372) (46,956) Other (Expense) Income, Net (3,781)(2)(3) 11,371(3) 8,460 29,357 Income Tax Benefit (Expense) 2,732 2,839 (1,094) (2,778) Minority Interest (3,019) (14,014) ----------- ----------- ----------- ----------- Total Nonoperating Income (Expense) (14,768) 14,206 (17,500) 7,541 ----------- ----------- ----------- ----------- NET INCOME $ 193,795(4) $ 251,044 $ 965,458 $ 1,027,240 =========== =========== =========== =========== EARNINGS PER SHARE: Basic $ 0.33(4) $ 0.41 $ 1.61 $ 1.68 =========== =========== =========== =========== Diluted $ 0.33(4) $ 0.40 $ 1.60 $ 1.66 =========== =========== =========== =========== SELECTED STATISTICAL INFORMATION Weighted Average Shares Outstanding - Basic 584,474 614,321 599,665 612,484 Weighted Average Shares Outstanding - Diluted 586,350 617,550 601,912 616,000 Passengers Carried 674 618 2,669 2,366 Passenger Cruise Days 4,217 3,832 16,750 14,947 Occupancy Percentage 103.4% 103.6% 105.4% 104.3% SELECTED SEGMENT INFORMATION Revenues: Cruise $ 831,857 $ 770,077 $ 3,578,372 $ 3,286,701 Tour 22,643 25,418 259,662 271,828 Intersegment Revenues (4,174) (4,253) (59,492) (61,059) ----------- ----------- ----------- ----------- $ 850,326 $ 791,242 $ 3,778,542 $ 3,497,470 =========== =========== =========== =========== Operating Expenses: Cruise $ 465,495 $ 425,288 $ 1,910,371 $ 1,709,217 Tour 19,736 20,659 207,463 214,478 Intersegment Expenses (4,174) (4,253) (59,492) (61,059) ----------- ----------- ----------- ----------- $ 481,057 $ 441,694 $ 2,058,342 $ 1,862,636 =========== =========== =========== =========== Operating Income (Loss): Cruise $ 187,208 174,149 961,806 947,452 Tour (6,967) (5,263) 7,664 10,403 Affiliate Operations 42,189 72,081 37,828 75,758 Corporate (13,867) (4,129) (24,340) (13,914) ----------- ----------- ----------- ----------- $ 208,563 $ 236,838 $ 982,958 $ 1,019,699 =========== =========== =========== ===========
- ---------- (1) INCLUDES NONRECURRING SPECIAL CHARGES TOTALING $15 MILLION CONSISTING OF A $42 MILLION CHARGE FOR THE COMPANY'S EQUITY INTEREST IN RESTRUCTURING AND OTHER NONRECURRING CHARGES RECORDED BY AIRTOURS PLC, PARTIALLY OFFSET BY A $27 MILLION DEFERRED INCOME TAX BENEFIT RESULTING FROM COSTA CROCIERE'S CHANGE IN TAX STATUS UPON REGISTRATION OF ITS SHIPS WITHIN THE ITALIAN INTERNATIONAL SHIP REGISTRY. (2) INCLUDES NONRECURRING SPECIAL CHARGES TOTALING $9 MILLION CONSISTING OF A $21 MILLION LITIGATION-RELATED CHARGE, PARTIALLY OFFSET BY A $12 MILLION GAIN ON A FORWARD FOREIGN CURRENCY CONTRACT PURCHASED TO HEDGE THE ACQUISITION PRICE OF COSTA. (3) OTHER INCOME INCLUDES APPROXIMATELY $7 MILLION IN 2000 AND $10 MILLION IN 1999 OF NET COMPENSATION RECEIVED FROM A SHIPYARD FOR DELAY PAYMENTS. (4) INCLUDES NONRECURRING SPECIAL CHARGES TOTALING $24 MILLION, OR $.04 PER SHARE, AS DESCRIBED IN 1 AND 2 ABOVE. -----END PRIVACY-ENHANCED MESSAGE-----