-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B3R/lgsSyfD9Sd2s9H7PrqMOrpmNiB8JX2PCMjW6sjoBawLWc/ZLaukj5DmVBWZJ 3RcQwcZd1PhHoZSYgvcKHw== 0000815097-96-000004.txt : 19960502 0000815097-96-000004.hdr.sgml : 19960502 ACCESSION NUMBER: 0000815097-96-000004 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960423 ITEM INFORMATION: Changes in control of registrant FILED AS OF DATE: 19960501 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 96554744 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 1996 CARNIVAL CORPORATION (Exact name of registrant as specified in its charter) Republic of Panama 1-9610 59-1562976 (State or other jurisdiction of (Commission File (I.R.S. Employer incorporation or organization) Number) Identification No.) 3655 N.W. 87th Avenue, Miami, Florida 33178-2428 (Address of principal executive offices) (zip code) (305) 599-2600 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Item 5. Other Events On or about April 23, 1996, a complaint (the "Carnival Complaint") was filed in the Circuit Court of the Eleventh Judicial Circuit in and for Dade County, Florida against Carnival Corporation, formerly known as Carnival Cruise Lines, Inc. (the "Company") and on or about April 19, 1996, a complaint (the "HAL complaint") was filed in the Superior Court of Washington for King County against Holland America Line - Westours Inc., a wholly-owned subsidiary of the Company ("HAL"). The Carnival Complaint, brought on behalf of a purported class of all persons who traveled on a Company ship within the past four years and paid "Port Charges" to the Company, alleges that statements made by the Company in advertising and promotional materials concerning Port Charges were false and misleading. The complaint alleges claims of negligent misrepresentation and unjust enrichment and seeks unspecified compensatory damages on behalf of the purported class (or, alternatively, refunds of Port Charges allegedly in excess of certain charges levied by governmental authorities), attorney's fees and costs. The HAL Complaint, brought on behalf of a purported class of all persons who traveled on a HAL ship within the past four years and paid "Port Charges" to HAL, contains factual allegations similar to the Carnival complaint and alleges violation of the Washington Consumer Protection Act, RCW 19.86.010 et seq. and claims of negligent misrepresentation and unjust enrichment. The HAL Complaint seeks damages similar to those sought in the Carnival Complaint and also seeks punitive damages and injunctive relief. The actions are in their early stages and it is not now possible to determine the ultimate outcome of the litigations. Management of the Company and HAL believe that the Company and HAL have substantial and meritorious defenses to the claims and intend to vigorously defend the lawsuits. According to press reports, similar purported class action lawsuits were filed in state courts in Florida, California and Washington against five other cruise lines. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARNIVAL CORPORATION Date: April 29, 1996 By: /s/ Howard S. Frank Name: Howard S.Frank Title: Vice-Chairman, Chief Financial and Accounting Officer -----END PRIVACY-ENHANCED MESSAGE-----