-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwLv4tGYFLKIq22E5MNQL4aoAQaBkVM2Na09VlG0nstqLZYLWjX1AxHyz6YRAwWg HQ4xXdWYjzb14FlMKUJkQw== 0000815097-07-000038.txt : 20071203 0000815097-07-000038.hdr.sgml : 20071203 20071203174631 ACCESSION NUMBER: 0000815097-07-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071203 DATE AS OF CHANGE: 20071203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 071281557 BUSINESS ADDRESS: BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-30 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 0 Chairman & CEO Common Stock 2007-11-30 4 W 0 120000 26.4062 A 208209 D Common Stock 2007-11-30 4 D 0 88209 48.285 D 120000 D Common Stock 2007-11-30 4 G 0 120000 0 D 0 D Common Stock 2007-11-30 4 G 0 120000 0 A 1236581 I Nickel 2003 Revocable Trust Options 26.4062 2007-11-30 4 X 0 120000 0 D 2008-01-12 Common Stock 120000 0 D The transactions reported in this Form 4 reflect the exercise of options to purchase 120,000 shares of Carnival Corporation common stock by Mr. Arison on November 30, 2007. The options had been granted to Mr. Arison pursuant to the Amended and Restated Carnival Corporation 1992 Stock Option Plan in 1998. The options were due to expire on January 12, 2008. The purchase price of common stock under the options was $26.40625. In accordance with rule 16b-3(e), Mr. Arison delivered 88,209 shares of Carnival common stock to pay the purchase price and applicable withholding taxes. Determined in accordance with the terms of the Amended and Restated Carnival Corporation 1992 Stock Option Plan, and represents the average of the high and low sale prices of shares of Carnival Corporation common stock on November 30, 2007. The options vested 20% per year over 5 years beginning on the first anniversary of the grant date. Micky M Arison 2007-12-03 -----END PRIVACY-ENHANCED MESSAGE-----