-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0eLGSM1xaDV4O1R2OQUUkMrtu7uDklkWvTffuqrLoVRYRuaZ4b0aLYsZ4tcEPUe P/uL9AYTiU8Vga1qLmkGKw== 0000815097-07-000030.txt : 20071018 0000815097-07-000030.hdr.sgml : 20071018 20071018151201 ACCESSION NUMBER: 0000815097-07-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071016 FILED AS OF DATE: 20071018 DATE AS OF CHANGE: 20071018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPEN RICHARD G JR CENTRAL INDEX KEY: 0001243478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 071178717 BUSINESS ADDRESS: STREET 1: BOX 2494 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587569984 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-16 0000815097 CARNIVAL CORP CCL 0001243478 CAPEN RICHARD G JR 6077 SAN ELIJO P.O. BOX 2494 RANCHO SANTA FE CA 92067 1 0 0 0 Common Stock 2007-10-16 4 A 0 2500 A 5500 D Common Stock 2000 I As Co-Trustee of Capen Trust Common Stock 802 I By Spouse Award of restricted stock units which represents a hypothetical interest in Carnival Corporation common stock, which will vest on the third anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares. Richard G. Capen, Jr. 2007-10-17 -----END PRIVACY-ENHANCED MESSAGE-----