-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eh2d3tTwo0A1JyuNDWrDG5IqMXHxlBayGHObuMhvuVgivbHTYnBs0JwLj8z9g0t2 4oJPbhM16loym5TXxxTPpQ== 0000815097-07-000027.txt : 20070802 0000815097-07-000027.hdr.sgml : 20070802 20070802101850 ACCESSION NUMBER: 0000815097-07-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070108 FILED AS OF DATE: 20070802 DATE AS OF CHANGE: 20070802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON ROBERT H CENTRAL INDEX KEY: 0001251016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 071018749 MAIL ADDRESS: STREET 1: PO BOX 725 CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-08 0000815097 CARNIVAL CORP CCL 0001251016 DICKINSON ROBERT H C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 0 0 0 Common Stock 2007-01-08 4 A 0 40000 0 A 40000 D Common Stock 2007-01-08 4 G 0 40000 0 D 0 D Common Stock 2007-01-08 4 G 0 40000 0 A 282000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 5000 44.29 D 277000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 1000 44.34 D 276000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 2000 44.50 D 274000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 2000 44.64 D 272000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 1500 44.72 D 270500 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 600 44.73 D 269900 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 2000 44.74 D 267900 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 800 44.75 D 267100 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 100 44.76 D 267000 I By Dickinson Enterprises Limited Partnership Common Stock 2007-01-08 4 S 0 5000 44.85 D 262000 I By Dickinson Enterprises Limited Partnership Stock Options (Right to buy) 44.445 2007-01-08 4 A 0 80000 0 A 2008-01-08 2017-01-08 Common Stock 80000 80000 D Grant of restricted stock made pursuant to the Carnival Corporation Amended and Restated 2002 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the fifth anniversary of the grant date. Gift of restricted shares to the Dickinson Enterprises Limited Partnership. Grant of stock options pursuant to the Carnival Corporation Amended and Restated 2002 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. Options vest ratably over five years beginning on the first anniversary of the grant date. Robert H. Dickinson 2007-01-08 -----END PRIVACY-ENHANCED MESSAGE-----