-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ow19Hy5xdCWHVJ6sBl5nbppyDOScx+0W34Ur8NL+MZLJLmh3a0zok5Qbbkg2O1yf h+ftp1Wh+W9SJYOwVrhKIw== 0000815097-07-000018.txt : 20070504 0000815097-07-000018.hdr.sgml : 20070504 20070504144953 ACCESSION NUMBER: 0000815097-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070503 FILED AS OF DATE: 20070504 DATE AS OF CHANGE: 20070504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSE STEIN CENTRAL INDEX KEY: 0001270033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 07819845 MAIL ADDRESS: STREET 1: HOLLAND AMERICA LINE STREET 2: 300 ELLIOTT AVE WEST CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-03 0000815097 CARNIVAL CORP CCL 0001270033 KRUSE STEIN C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 0 1 0 0 President & CEO - HAL Common Stock 2007-05-03 4 M 0 2600 19.75 A 19903.5853 D Common Stock 2007-05-03 4 M 0 2600 25.915 A 22503.5853 D Common Stock 2007-05-03 4 M 0 14400 22.57 A 36903.5853 D Common Stock 2007-05-03 4 S 0 200 48.06 D 36703.5853 D Common Stock 2007-05-03 4 S 0 1900 48.07 D 34803.5853 D Common Stock 2007-05-03 4 S 0 1000 48.08 D 33803.5853 D Common Stock 2007-05-03 4 S 0 200 48.09 D 33603.5853 D Common Stock 2007-05-03 4 S 0 10900 48.20 D 22703.5853 D Common Stock 2007-05-03 4 S 0 700 48.21 D 22003.5853 D Common Stock 2007-05-03 4 S 0 975 48.22 D 21028.5853 D Common Stock 2007-05-03 4 S 0 3425 48.23 D 17603.5853 D Common Stock 2007-05-03 4 S 0 300 48.24 D 17303.5853 D Stock Option (Right to Buy) 19.75 2007-05-03 4 M 0 2600 0 D 2005-06-22 2010-06-22 Common Stock 2600 0 D Stock Option (Right to Buy) 22.57 2007-05-03 4 M 0 14400 0 D 2002-10-08 2011-10-08 Common Stock 14400 0 D Stock Option (Right to Buy) 25.915 2007-05-03 4 M 0 2600 0 D 2006-04-17 2011-04-17 Common Stock 2600 0 D Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Options vest ratably over five years beginning on the first anniversary of the grant date. Stein Kruse 2007-05-04 -----END PRIVACY-ENHANCED MESSAGE-----