-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2yhs5+Mrb2HMBkjjk4ywENh+B/m7myz/IJylh5yBLaZ5LRX9m8GUXfPdPg0ppsU eCYaDgtKixIPFFSfpNuePA== 0000815097-07-000013.txt : 20070221 0000815097-07-000013.hdr.sgml : 20070221 20070221103702 ACCESSION NUMBER: 0000815097-07-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070220 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 07637725 BUSINESS ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: 1-2 STRAND CITY: MIAMI STATE: FL ZIP: 33156 BUSINESS PHONE: 3053992600 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-20 0000815097 CARNIVAL CORP CCL 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 1 0 0 CEO, P&O Princess Cruises Restricted Stock Units 0 2007-02-20 4 A 0 10000 0 A 2012-02-20 Common Stock 10000 10000 D Stock Options (Right to Buy) 48.55 2007-02-20 4 A 0 50000 0 A 2008-02-20 2014-02-20 Common Stock 50000 50000 D Award of restricted stock units which represents a hypothetical interest in Carnival Corporation common stock, which will vest on the fifth anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares. Grant made pursuant to the Carnival Corporation 2002 Stock Plan. No expiration date. The award will either vest or be forfeited pursuant to the terms of the Restricted Stock Unit Agreement between the reporting person an the issuer. Options vest ratably over five years beginning on the first anniversary of the grant date. Peter G. Ratcliffe 2007-02-21 -----END PRIVACY-ENHANCED MESSAGE-----