-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Afv4eo3HwpQxZUR3BvQmmykPjJQMD0cnEQEcDrC5h/VJNeBroJIXknoLFSAyPdbT wzqMmP1O2ROLwFXip4IHZw== 0000815097-07-000003.txt : 20070117 0000815097-07-000003.hdr.sgml : 20070117 20070117180528 ACCESSION NUMBER: 0000815097-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070116 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 07536056 BUSINESS ADDRESS: STREET 1: 3655 NW 87 AVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 3055992600X19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-16 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 0 0 Vice Chairman & COO Common Stock 2007-01-16 4 M 0 20000 22.57 A 326264.7448 D Common Stock 2007-01-16 4 M 0 20000 27.875 A 346264.7448 D Common Stock 2007-01-16 4 M 0 60000 34.45 A 406264.7448 D Common Stock 2007-01-16 4 S 0 400 51.50 D 405864.7448 D Common Stock 2007-01-16 4 S 0 2500 51.49 D 403364.7448 D Common Stock 2007-01-16 4 S 0 7300 51.48 D 396064.7448 D Common Stock 2007-01-16 4 S 0 10900 51.47 D 385164.7448 D Common Stock 2007-01-16 4 S 0 14600 51.46 D 370564.7448 D Common Stock 2007-01-16 4 S 0 21700 51.45 D 348864.7448 D Common Stock 2007-01-16 4 S 0 4700 51.44 D 344164.7448 D Common Stock 2007-01-16 4 S 0 12900 51.43 D 331264.7448 D Common Stock 2007-01-16 4 S 0 11000 51.42 D 320264.7448 D Common Stock 2007-01-16 4 S 0 17500 51.41 D 302764.7448 D Common Stock 2007-01-16 4 S 0 9600 51.40 D 293164.7448 D Common Stock 2007-01-16 4 S 0 16700 51.39 D 276464.7448 D Common Stock 2007-01-16 4 S 0 11000 51.38 D 265464.7448 D Common Stock 2007-01-16 4 S 0 2100 51.37 D 263364.7448 D Common Stock 2007-01-16 4 S 0 3100 51.36 D 260264.7448 D Common Stock 2007-01-16 4 S 0 1300 51.35 D 258964.7448 D Common Stock 2007-01-16 4 S 0 100 51.34 D 258864.7448 D Common Stock 2007-01-16 4 S 0 500 51.30 D 258364.7448 D Common Stock 2007-01-16 4 S 0 4900 51.28 D 253464.7448 D Common Stock 2007-01-16 4 S 0 600 51.21 D 252864.7448 D Common Stock 2007-01-16 4 S 0 2100 51.20 D 250764.7448 D Common Stock 2007-01-16 4 S 0 2600 51.17 D 248164.7448 D Common Stock 2007-01-16 4 S 0 1200 51.15 D 246964.7448 D Common Stock 2007-01-16 4 S 0 10700 51.14 D 236264.7448 D Stock Options (Right to buy) 22.57 2007-01-16 4 M 0 20000 0 D 2002-10-08 2011-10-08 Common Stock 20000 0 D Stock Options (Right to buy) 27.875 2007-01-16 4 M 0 20000 0 D 2003-12-02 2012-12-02 Common Stock 20000 20000 D Stock Options (Right to buy) 34.45 2007-01-16 4 M 0 60000 0 D 2004-10-13 2013-10-13 Common Stock 60000 40000 D Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Howard S Frank 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----