-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CsATrIOXd05WmjZ94QB8cN4x0y0Z+py/EEH8JSaMnLltTjXpg2sR8FasD0Nd5dZK 0aNNpGiedP2nGHLsOhnP4A== 0000815097-06-000041.txt : 20061117 0000815097-06-000041.hdr.sgml : 20061117 20061117135814 ACCESSION NUMBER: 0000815097-06-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON ROBERT H CENTRAL INDEX KEY: 0001251016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 061226024 MAIL ADDRESS: STREET 1: PO BOX 725 CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-16 0000815097 CARNIVAL CORP CCL 0001251016 DICKINSON ROBERT H C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 1 0 0 President & CEO, CCL Common Stock 2006-11-16 4 M 0 80000 29.8125 A 80000 D Common Stock 2006-11-16 4 M 0 80000 33.035 A 160000 D Common Stock 2006-11-16 4 M 0 16000 22.57 A 176000 D Common Stock 2006-11-16 4 S 0 6000 49.95 D 170000 D Common Stock 2006-11-16 4 S 0 2000 49.91 D 168000 D Common Stock 2006-11-16 4 S 0 29200 49.90 D 138800 D Common Stock 2006-11-16 4 S 0 2400 49.87 D 136400 D Common Stock 2006-11-16 4 S 0 3400 49.86 D 133000 D Common Stock 2006-11-16 4 S 0 28900 49.85 D 104100 D Common Stock 2006-11-16 4 S 0 300 49.84 D 103800 D Common Stock 2006-11-16 4 S 0 1100 49.83 D 102700 D Common Stock 2006-11-16 4 S 0 8600 49.80 D 94100 D Common Stock 2006-11-16 4 S 0 100 49.78 D 94000 D Common Stock 2006-11-16 4 S 0 1700 49.76 D 92300 D Common Stock 2006-11-16 4 S 0 23200 49.75 D 69100 D Common Stock 2006-11-16 4 S 0 600 49.74 D 68500 D Common Stock 2006-11-16 4 S 0 1600 49.73 D 66900 D Common Stock 2006-11-16 4 S 0 7900 49.72 D 59000 D Common Stock 2006-11-16 4 S 0 1200 49.71 D 57800 D Common Stock 2006-11-16 4 S 0 26800 49.70 D 31000 D Common Stock 2006-11-16 4 S 0 700 49.68 D 30300 D Common Stock 2006-11-16 4 S 0 600 49.67 D 29700 D Common Stock 2006-11-16 4 S 0 400 49.66 D 29300 D Common Stock 2006-11-16 4 S 0 18300 49.65 D 11000 D Common Stock 2006-11-16 4 S 0 600 49.62 D 10400 D Common Stock 2006-11-16 4 S 0 9400 49.60 D 1000 D Common Stock 2006-11-17 4 S 0 200 49.77 D 800 D Common Stock 2006-11-17 4 S 0 400 49.74 D 400 D Common Stock 2006-11-17 4 S 0 400 49.72 D 0 D Stock Option (Right to Buy) 22.57 2006-11-16 4 M 0 16000 0 D 2006-08-10 2011-08-10 Common Stock 16000 0 D Stock Option (Right to Buy) 29.8125 2006-11-16 4 M 0 80000 0 D 2006-01-08 2011-01-08 Common Stock 80000 0 D Stock Option (Right to Buy) 33.035 2006-11-16 4 M 0 80000 0 D 2006-08-01 2011-08-01 Common Stock 80000 0 D Robert H. Dickinson 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----