-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NJmdqIsVVmnKBcp9A30IK569XjLGriu3oQ2MNlTozIDaanr/SvaAAdZ2kEwC0CVW KX0qiRnw0zHvYrEtWrNwyg== 0000815097-06-000026.txt : 20061017 0000815097-06-000026.hdr.sgml : 20061017 20061017104539 ACCESSION NUMBER: 0000815097-06-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061016 FILED AS OF DATE: 20061017 DATE AS OF CHANGE: 20061017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPEN RICHARD G JR CENTRAL INDEX KEY: 0001243478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 061147780 BUSINESS ADDRESS: STREET 1: BOX 2494 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587569984 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-16 0000815097 CARNIVAL CORP CCL 0001243478 CAPEN RICHARD G JR C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 0 0 0 Stock Option (Right to Buy) 47.83 2006-10-16 4 A 0 10000 0 A 2007-10-16 2016-10-16 Common Stock 10000 10000 D Grant made pursuant to the Carnival Corporation 2001 Outside Director Stock Plan. Options vest ratably over five years beginning on the first anniversary of the grant date. Richard G. Capen, Jr. 2006-10-16 -----END PRIVACY-ENHANCED MESSAGE-----