-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLZjfOTO/9H1pAWxUuZADYAZAPLrxlhomDXlwMx6rys6Zl1QqORGpOv/zyv5Vpy3 BSUTS5n5GX29DYOtFArTRQ== 0000815097-06-000008.txt : 20060223 0000815097-06-000008.hdr.sgml : 20060223 20060223081245 ACCESSION NUMBER: 0000815097-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060221 FILED AS OF DATE: 20060223 DATE AS OF CHANGE: 20060223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 06637653 BUSINESS ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: 1-2 STRAND CITY: MIAMI STATE: FL ZIP: 33156 BUSINESS PHONE: 3053992600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-21 0000815097 CARNIVAL CORP CCL 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 0 0 CEO, P&O Princess Cruises Int. Stock Options (Right to Buy) 51.375 2006-02-21 4 A 0 50000 0 A 2007-02-21 2013-02-21 Common Stock 50000 50000 D Restricted Stock Units 0 2006-02-21 4 A 0 10000 0 A 2011-02-21 Common Stock 10000 10000 D Grant of stock options pursuant to the Carnival Corporation 2002 Stock Plan and the terms of an Employment Agreement. Options vest ratably over five years beginning on the first anniversary of the grant date. Grant of restricted stock units pursuant to the Carnival Corporation Amended and Restated 2002 Stock Plan. The restricted stock units vest on the fifth anniversary of the grant date. No expiration date. The award will either vest or be forfeited pursuant to the terms of the Restricted Stock Unit Agreement between the reporting person and the issuer. Peter G. Ratcliffe 2006-02-22 -----END PRIVACY-ENHANCED MESSAGE-----