-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKc6M+/joiOpW0Tk5TmEnFeyRkwATlX3PprTH5g9qygAiR1h3i+Z768f5l5a/hA4 7B2oN1RRnWcEaohrhAqChQ== 0000815097-06-000001.txt : 20060106 0000815097-06-000001.hdr.sgml : 20060106 20060106141510 ACCESSION NUMBER: 0000815097-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060105 FILED AS OF DATE: 20060106 DATE AS OF CHANGE: 20060106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 06515947 BUSINESS ADDRESS: STREET 1: 3655 NW 87 AVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 3055992600X19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-05 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 0 0 Vice Chairman & COO Common Stock 2006-01-05 4 M 0 31800 26.4062 A 357536.6265 D Common Stock 2006-01-05 4 S 0 1000 54.30 D 356536.6265 D Common Stock 2006-01-05 4 S 0 4700 54.25 D 351836.6265 D Common Stock 2006-01-05 4 S 0 1300 54.24 D 350536.6265 D Common Stock 2006-01-05 4 S 0 1800 54.23 D 348736.6265 D Common Stock 2006-01-05 4 S 0 200 54.20 D 348536.6265 D Common Stock 2006-01-05 4 S 0 1700 54.19 D 346836.6265 D Common Stock 2006-01-05 4 S 0 400 54.18 D 346436.6265 D Common Stock 2006-01-05 4 S 0 8600 54.17 D 337836.6265 D Common Stock 2006-01-05 4 S 0 2100 54.16 D 335736.6265 D Common Stock 2006-01-05 4 S 0 3600 54.15 D 332136.6265 D Common Stock 2006-01-05 4 S 0 900 54.14 D 331236.6265 D Common Stock 2006-01-05 4 S 0 300 54.13 D 330936.6265 D Common Stock 2006-01-05 4 S 0 3000 54.10 D 327936.6265 D Common Stock 2006-01-05 4 S 0 2200 54.00 D 325736.6265 D Common Stock 2006-01-06 4 M 0 68200 26.4062 A 393936.6265 D Common Stock 2006-01-06 4 M 0 160000 29.8125 A 553936.6265 D Common Stock 2006-01-06 4 M 0 80000 22.57 A 633936.6265 D Common Stock 2006-01-06 4 M 0 60000 27.875 A 693936.6265 D Common Stock 2006-01-06 4 S 0 1000 54.03 D 692936.6265 D Common Stock 2006-01-06 4 S 0 20000 54.01 D 672936.6265 D Common Stock 2006-01-06 4 S 0 48600 54.00 D 624336.6265 D Common Stock 2006-01-06 4 S 0 15000 53.96 D 609336.6265 D Common Stock 2006-01-06 4 S 0 283600 53.95 D 325736.6265 D Stock Option (Right to Buy) 26.4062 2006-01-05 4 M 0 31800 0 D 2008-01-12 Common Stock 31800 68200 D Stock Option (Right to Buy) 26.4062 2006-01-06 4 M 0 68200 0 D 2008-01-12 Common Stock 68200 0 D Stock Option (Right to Buy) 29.8125 2006-01-06 4 M 0 160000 0 D 2011-01-08 Common Stock 160000 40000 D Stock Option (Right to Buy) 22.57 2006-01-06 4 M 0 80000 0 D 2011-10-08 Common Stock 80000 20000 D Stock Option (Right to Buy) 27.875 2006-01-06 4 M 0 60000 0 D 2012-12-02 Common Stock 60000 40000 D Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. The option vested in equal installments on the first through fifth anniversaries of the January 12, 1998 grant date. The option vested in equal installments on the first through fourth anniversaries of the January 8, 2001 grant date. The option vested in equal installments on the first through fourth anniversaries of the October 8, 2001 grant date. The option vested in equal installments on the first through third anniversaries of the December 2, 2002 grant date. Howard S. Frank 2006-01-06 -----END PRIVACY-ENHANCED MESSAGE-----