-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ADu52J23KEi1PIfOdgqwnH5luklFPrO3C11ZiGi63eyn29eqWRAE3zOEaZWt/Tsz Wti4qKa/h1VXzBx+4Sv7Vg== 0000815097-05-000040.txt : 20051109 0000815097-05-000040.hdr.sgml : 20051109 20051109131946 ACCESSION NUMBER: 0000815097-05-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051108 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSE STEIN CENTRAL INDEX KEY: 0001270033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 051188945 MAIL ADDRESS: STREET 1: HOLLAND AMERICA LINE STREET 2: 300 ELLIOTT AVE WEST CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-08 0000815097 CARNIVAL CORP CCL 0001270033 KRUSE STEIN C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 0 1 0 0 President & CEO Common Stock 2005-11-08 4 M 0 13000 43.5625 A 15268.8631 D Common Stock 2005-11-08 4 M 0 10400 25.915 A 25668.8631 D Common Stock 2005-11-08 4 M 0 7200 26.565 A 32868.8631 D Common Stock 2005-11-08 4 M 0 5000 44.91 A 37868.8631 D Common Stock 2005-11-08 4 S 0 26500 52.00 D 11368.8631 D Common Stock 2005-11-08 4 S 0 9100 51.99 D 2268.8631 D Stock Option (Right to Buy) 25.915 2005-11-08 4 M 0 10400 0 D 2002-04-17 2011-04-17 Common Stock 10400 2600 D Stock Option (Right to Buy) 26.565 2005-11-08 4 M 0 7200 0 D 2004-04-17 2013-04-17 Common Stock 7200 10800 D Stock Option (Right to Buy) 43.5625 2005-11-08 4 M 0 13000 0 D 2001-01-26 2010-01-26 Common Stock 13000 0 D Stock Option (Right to Buy) 44.91 2005-11-08 4 M 0 5000 0 D 2005-02-26 2014-02-26 Common Stock 5000 20000 D Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Options vested ratably on April 17, 2002, 2003, 2004 and 2005. Options vested ratably on April 17, 2004 and 2005. Options vested ratably on January 26, 2001, 2002, 2003, 2004 and 2005. Stein Kruse 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----