-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFipRkMVeI8HDLZ52Kmi055xqj/e6Wr/MJc2zYeO8ZbMdENoA1lsE6bZHhSbHZ0X L+XKxjLETpBE/F9nf07V3Q== 0000815097-04-000029.txt : 20040722 0000815097-04-000029.hdr.sgml : 20040722 20040722095338 ACCESSION NUMBER: 0000815097-04-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040720 FILED AS OF DATE: 20040722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPEN RICHARD G JR CENTRAL INDEX KEY: 0001243478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04925657 BUSINESS ADDRESS: STREET 1: BOX 2494 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587569984 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-20 0000815097 CARNIVAL CORP CCL 0001243478 CAPEN RICHARD G JR 6077 SAN ELIJO P.O. BOX 2494 RANCHO SANTA FE CA 92067 1 0 0 0 Stock Option (Right to Buy) 42.95 2004-07-20 4 A 0 10000 0 A 2005-07-20 2014-07-20 Common Stock 10000 10000 D Issued pursuant to the Carnival Corporation 2001 Outside Director Stock Option Plan Options vest ratably over five years beginning on the first anniversary of the grant date. Of this total 4,000 options are subject to shareholder approval of an amendment to the Carnival Corporation 2001 Outside Director Stock Option Plan. The amendment is to increase the annual grant of stock options to each non-executive director from 6,000 to 10,000. Richard G. Capen, Jr. 2004-07-21 -----END PRIVACY-ENHANCED MESSAGE-----