-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hb+UBwtbQ+0KQNK9GS0JUE9xRfRXwMyTSwgO5f8I0Znxp4giYPLTsNujA72I9HEE /kOXPqHBv9oNdc4nxR3Ydg== 0000815097-04-000011.txt : 20040220 0000815097-04-000011.hdr.sgml : 20040220 20040220103631 ACCESSION NUMBER: 0000815097-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040219 FILED AS OF DATE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSCHI PIER LUIGI CENTRAL INDEX KEY: 0001248748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04617990 BUSINESS ADDRESS: STREET 1: VIA XII OTTOBRE 2 CITY: GENOA STATE: L6 ZIP: 00000 BUSINESS PHONE: 390105483402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-19 0000815097 CARNIVAL CORP CCL 0001248748 FOSCHI PIER LUIGI C/O COSTA CROCIERE, S.P.A. VIA XII OTTOBRE 2 GENOVA, ITALY 16121 1 1 0 0 Chairman & CEO of Costa Common Stock 2004-02-19 4 M 0 50000 29.8125 A 60000 D Common Stock 2004-02-19 4 M 0 50000 22.57 A 110000 D Common Stock 2004-02-19 4 M 0 50000 28.6173 A 160000 D Common Stock 2004-02-19 4 M 0 50000 34.45 A 210000 D Common Stock 2004-02-19 4 S 0 6500 45.60 D 203500 D Common Stock 2004-02-19 4 S 0 15000 45.55 D 188500 D Common Stock 2004-02-19 4 S 0 300 45.51 D 188200 D Common Stock 2004-02-19 4 S 0 3700 45.50 D 184500 D Common Stock 2004-02-19 4 S 0 4900 45.45 D 179600 D Common Stock 2004-02-19 4 S 0 12400 45.35 D 167200 D Common Stock 2004-02-19 4 S 0 6300 45.34 D 160900 D Common Stock 2004-02-19 4 S 0 3800 45.33 D 157100 D Common Stock 2004-02-19 4 S 0 3200 45.32 D 153900 D Common Stock 2004-02-19 4 S 0 2200 45.31 D 151700 D Common Stock 2004-02-19 4 S 0 7600 45.30 D 144100 D Common Stock 2004-02-19 4 S 0 100 45.29 D 144000 D Common Stock 2004-02-19 4 S 0 1600 45.28 D 142400 D Common Stock 2004-02-19 4 S 0 200 45.26 D 142200 D Common Stock 2004-02-19 4 S 0 18000 45.25 D 124200 D Common Stock 2004-02-19 4 S 0 5100 45.22 D 119100 D Common Stock 2004-02-19 4 S 0 300 45.19 D 118800 D Common Stock 2004-02-19 4 S 0 2700 45.17 D 116100 D Common Stock 2004-02-19 4 S 0 1600 45.16 D 114500 D Common Stock 2004-02-19 4 S 0 100 45.15 D 114400 D Common Stock 2004-02-19 4 S 0 3200 45.13 D 111200 D Common Stock 2004-02-19 4 S 0 400 45.12 D 110800 D Common Stock 2004-02-19 4 S 0 25800 45.10 D 85000 D Common Stock 2004-02-19 4 S 0 8600 45.09 D 76400 D Common Stock 2004-02-19 4 S 0 2300 45.08 D 74100 D Common Stock 2004-02-19 4 S 0 200 45.07 D 73900 D Option to Buy 29.8125 2004-02-19 4 M 0 50000 0 D 2004-02-16 2004-02-25 Common Stock 50000 0 D Option to Buy 22.57 2004-02-19 4 M 0 50000 0 D 2004-02-16 2004-02-25 Common Stock 50000 0 D Option to Buy 28.6173 2004-02-19 4 M 0 50000 0 D 2004-02-16 2004-02-25 Common Stock 50000 0 D Option to Buy 34.45 2004-02-19 4 M 0 50000 0 D 2004-02-16 2004-02-25 Common Stock 50000 0 D Due to an internal reorganization, Costa Crociere employees will no longer participate under the Carnival Corporation 1992 Stock Option Plan and the Carnival Corporation 2002 Stock Plan (the "Plans"). Continued participation in the Plans would result in significant negative tax consequences to those employees that are taxed as Italian residents under Italian tax law. To mitigate these tax consequences, the Carnival Corporation Compensation Committee approved acceleration of vesting for all unvested stock options. All unexercised stock options will expire effective close of market on February 25, 2004. Pier Luigi Foschi 2004-02-20 -----END PRIVACY-ENHANCED MESSAGE-----