-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IisULYe9oecfQLZp1ojI86GrAkv5w5Maae6JLyE7sCMjU5OP3zibm/uhWO5nmoMd LsgKr0bTejDHyf0bq6Cu+A== 0000815097-03-000051.txt : 20031106 0000815097-03-000051.hdr.sgml : 20031106 20031106140550 ACCESSION NUMBER: 0000815097-03-000051 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030623 FILED AS OF DATE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03981891 BUSINESS ADDRESS: STREET 1: 3655 NW 87 AVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 3055992600X19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2003-06-232003-06-24 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1100Vice Chairman and COOCommon Stock2003-06-234A01000000A420026D Common Stock9600IBy SpouseCommon Stock4002IBy TrustGrant of restricted common stock pursuant to the Amended and Restated 2002 Stock Plan (the "Plan") effective April 17, 2003, subject to shareholder approval of the Plan. Shareholder approval of the Plan was obtained on June 23, 2003. The restiction on the restricted shares lapses in equal portions over five years on January 7, 2004, January 26, 2005, January 8, 2006, January 14, 2007 and January 7, 2008.Includes 22.0153 shares acquired pursuant to a dividend reinvestment feature of the Company's Employee Stock Purchase Plan.The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.Howard S. Frank2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----