-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JW2OV1nj3HxMJZZLDSDO3oZN63oImwoDIDMiid3oBtflCcU8pBTb1Y3UttEaECU8 jkOdH+JbFEgyt9vEh0AMsQ== 0000815097-03-000032.txt : 20030804 0000815097-03-000032.hdr.sgml : 20030804 20030804091247 ACCESSION NUMBER: 0000815097-03-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON ROBERT H CENTRAL INDEX KEY: 0001251016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03819185 MAIL ADDRESS: STREET 1: PO BOX 725 CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0000815097 CARNIVAL CORP CCL 0001251016 DICKINSON ROBERT H C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1100President and CEO - Common Stock, par value $0.01 per share2003-08-014A0400000A201449.6048 DCommon Stock, par value $0.01 per share2003-08-014G02000000D1449.6048DCommon Stock, par value $0.01 per share2003-08-014G02000000A461622.3869IBy Dickinson Enterprises, Limited PartnershipCommon Stock, par value $0.01 per share2003-08-014S05707134.2458D404551.3869IBy Dickinson Enterprises Limited PartnershipStock Option - Right to Buy34.252003-08-014A0800000A2004-08-012013-08-01Common Stock, par value $0.01 per share80000624000DGrant of restricted common stock pursuant to the Amended and Restated 2002 Stock Plan (the "2002 Plan"), an Executive Long-Term Compensation Agreement dated January 16, 1998 (the "Agreement") and a Restricted Stock Agreement (a "Restricted Agreement") dated August 1, 2003 pursuant to which the reporting person obtains non-forfeitable rights to 40,000 shares on 8/1/08. These shares are subject to the forfeiture provisions of the 2002 Plan, the Agreement and the Restricted Agreement and the transferability restrictions set forth therein.Transfer of restricted shares to the Dickinson Enterprises Limited Partnership.Includes 7.0062 shares acquired pursuant to the terms of a dividend reinvestment feature of the Company's Employee Stock Purchase Plan.200,000 of these shares were granted under the terms of the 1993 Restricted Stock Plan (the "1993 Plan"), the 2002 Plan and an Executive Long-Term Compensation Agreement dated January 16, 1998 (the "Agreement") pursuant to which the reporting person obtains non-forfeitable rights to 40,000 shares on each of 8/1/04, 8/1/05, 8/1/06, 8/1/07 and 8/1/08. These shares are subject to the forfeiture provisions of the 1993 Plan and the Agreement and the transferability restrictions set forth therein. 160,000 of these shares were granted under the terms of the 2002 Plan, the Agreement and the Restricted Agreement dated April 17, 2003 pursuant to which the reporting person obtains non-forfeitable rights to the shares in equal amounts on each of 4/17/04, 4/17/ 05, 4/17/06, 4/17/07 and 4/17/08. These shares are subject to the forfeiture provisions of the 2002 Plan, the Agreement and the Restricted Agreement and the transferability restrictions set forth therein. The options become exercisable in five equal annual installments on the anniversary of the grant date specified in column 3.Represents an average price per share sold. The actual prices are 20,000 at $34.22; 1,000 at $34.25; 19,000 at $34.24; 700 at $34.28; 9,300 at $34.27; and 7,017 at $34.30.Robert H. Dickinson2003-08-01 -----END PRIVACY-ENHANCED MESSAGE-----