-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RF6edwbn/eMqtcYPZ6uLfh3261qC4su4yc8oWHTuxWFckTYKmSFtbYSGv43oZ7+a uhkxrqGso3d+H/yv1u7ZNw== 0000815097-03-000027.txt : 20030703 0000815097-03-000027.hdr.sgml : 20030703 20030703120801 ACCESSION NUMBER: 0000815097-03-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20030703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03774370 BUSINESS ADDRESS: STREET 1: 3655 NW 87 AVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 3055992600X19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-01 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S 1100Vice Chairman & COOCommon Stock, $0.01 par value2003-07-014S05000032.2975D370040.4188DCommon Stock, $0.01 par value2003-07-014M040000011.25A770040.4188DCommon Stock, $0.01 par value2003-07-014S040000032.2975D370040.4188DCommon Stock, $0.01 par value< value>2003-07-014S0960032.48D0IBy SpouseCommon Stock, $0.01 par value2003-07-014S0200232.327D0IBy TrustCommon Stock, $0.01 par value2003-07-014S0200032.327D0IBy TrustOption to Purchase Common Stock11.252003-07-014M04000000D1999-05-302005-05-30Common Stock, $0.01 par value400000800000DRepresents an average price per share sold. The actual prices are 1,000 at $32.49; 20,000 at $32.45; 10,000 at $32.43; 61,300 at $32.35; 2,8 00 at $32.34; 7,200 at $32.33; 22,000 at $32.32; 7,900 at $32.31; 66,800 at $32.30; 29,300 at $32.29; 37,000 at $32.28; 28,800 at $32.27; 17,600 at $32.26; and 138,300 at $32.25.The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.Shares are owned by the Jackson S. Woolworth Irrevocable Trust of which the reporting person is trustee.Shares are owned by the Cassidy B. Woolworth 2001 Irrevocable Trust of which the reporting person is trustee.The options vested 20% on May 30, 1995, the grant date, and then 20% on each anniversary of the grant date in 1996, 1997, 1998 and 1999.Includes 14.7437 shares acquired pursuant to a dividend reinvestment feature of the Company's Employee Stock Purchase Plan.Howard S. Frank2003-07-01 -----END PRIVACY-ENHANCED MESSAGE-----