-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAN2NB2hpqTED/0bj8sP6VNAytRCT3klGa3NuUn1txCp13T7BvIzDHO09gUrBRzx MUNtpaUtvjStaASA7XEQpg== 0000815097-01-000002.txt : 20010228 0000815097-01-000002.hdr.sgml : 20010228 ACCESSION NUMBER: 0000815097-01-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010226 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-09610 FILM NUMBER: 1554572 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 8-K 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2001 CARNIVAL CORPORATION (Exact name of registrant as specified in its charter) Republic of Panama 1-9610 59-1562976 - --------------------------- ----------------- ----------------- (State or other jurisdiction (Commission File Number (I.R.S. Employer of incorporation) File Number) Identification No.) 3655 N.W. 87th Avenue, Miami, Florida 33178-2428 - -------------------------------------------------------------------------- (Address of principal executive offices) (zip code) Registrant's telephone number, including area code: (305) 599-2600 Page 2 Item 7. Financial Statements, Pro Forma Financial Information and Exhibits The registrant's Unaudited Summary Consolidated Balance Sheet at November 30, 2000 and its Unaudited Summary Consolidated Statement of Cash Flows and Unaudited Summary Consolidated Statement of Shareholders' Equity for the year ended November 30, 2000 are attached as Exhibit 99.1 to this report. Item 9. Regulation FD Disclosure. The registrant's Unaudited Summary Consolidated Balance Sheet at November 30, 2000 and its Unaudited Summary Consolidated Statement of Cash Flows and Unaudited Summary Consolidated Statement of Shareholders' Equity for the year ended November 30, 2000 are attached as Exhibit 99.1 to this report and are incorporated by reference into this report for purposes of this item only. Page 3 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: February 26, 2001 CARNIVAL CORPORATION By: /s/ Gerald R. Cahill ------------------------------------- Name: Gerald R. Cahill Title: Senior Vice President-Finance and Chief Financial and Accounting Officer Page 4 Exhibit List Exhibit Description - ------- ----------- 99.1 Unaudited Summary Consolidated Balance Sheet at November 30, 2000 and its Unaudited Summary Consolidated Statement of Cash Flows and Unaudited Summary Consolidated Statement of Shareholders' Equity for the year ended November 30, 2000. EX-99.1 2 0002.txt 2000 BALANCE SHEET CASH FLOW AND SHAREHOLDERS' EQUITY STATEMENTS EXHIBIT 99.1 CARNIVAL CORPORATION SUMMARY CONSOLIDATED BALANCE SHEET NOVEMBER 30, 2000 (in thousands, except par value) (UNAUDITED)
ASSETS Current Assets Cash and cash equivalents $ 189,282 Accounts receivable, net 95,361 Consumable inventories 100,451 Prepaid expenses and other 164,388 Total current assets 549,482 Property and Equipment, Net 8,001,318 Investments in and Advances to Affiliates 437,391 Goodwill, less Accumulated Amortization of $99,670 701,385 Other Assets 141,744 $9,831,320 LIABILITIES AND SHAREHOLDERS' EQUITY Current Liabilities Current portion of long-term debt $ 248,219 Accounts payable 332,694 Accrued liabilities 302,585 Customer deposits 770,425 Dividends payable 61,371 Total current liabilities 1,715,294 Long-Term Debt 2,099,077 Deferred Income and Other Long-Term Liabilities 146,332 Shareholders' Equity Common Stock; $.01 par value; 960,000 shares authorized; 617,568 shares issued 6,176 Additional paid-in capital 1,772,897 Retained earnings 4,884,023 Unearned stock compensation (12,283) Accumulated other comprehensive loss (75,059) Treasury Stock; 33,087 shares at cost (705,137) Total shareholders' equity 5,870,617 $9,831,320
CARNIVAL CORPORATION SUMMARY CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE YEAR ENDED NOVEMBER 30, 2000 (in thousands) (UNAUDITED)
OPERATING ACTIVITIES Net income $ 965,458 Adjustments to reconcile net income to net cash provided from operating activities: Depreciation and amortization 287,667 Income from affiliated operations in excess of dividends received (21,362) Other (14,689) Changes in operating assets and liabilities, excluding businesses acquired and consolidated: Increase in: Receivables (15,132) Consumable inventories (8,205) Prepaid expenses and other (21,972) Increase (decrease) in: Accounts payable 58,133 Accrued liabilities (5,977) Customer deposits 55,614 Net cash provided from operating activities 1,279,535 INVESTING ACTIVITIES Additions to property and equipment, net (1,003,348) Proceeds from sale of assets 51,350 Acquisition of consolidated subsidiaries, net (383,640) Other, net 43,611 Net cash used for investing activities (1,292,027) FINANCING ACTIVITIES Proceeds from long-term debt 1,020,091 Purchase of Treasury Stock (705,137) Principal payments of long-term debt (388,429) Dividends paid (254,333) Proceeds from issuance of Common Stock, net 7,811 Net cash used for financing activities (319,997) Net decrease in cash and cash equivalents (332,489) Cash and cash equivalents at beginning of year 521,771 Cash and cash equivalents at end of year $ 189,282
CARNIVAL CORPORATION CONSOLIDATED STATEMENT OF SHAREHOLDERS' EQUITY FOR THE YEAR ENDED NOVEMBER 30, 2000 (in thousands) (UNAUDITED)
Accumulated Unearned other Total Compre- Additional stock compre- share- hensive Common paid-in- Retained compen- hensive Treasury holders' income Stock capital earnings sation(loss)income Stock equity Balances at November 30, 1999 $6,170 $1,757,408 $4,176,498 $(9,945) $1,116 $ $5,931,247 Comprehensive income: Net income $965,458 965,458 965,458 Changes in securities valuation allowance (2,232) (2,232) (2,232) Foreign currency translation adjustment (73,943) (73,943) (73,943) Total Comprehensive income $889,283 Cash dividends (250,923) (250,923) Issuance of stock under stock plans 6 15,489 (5,977) 9,518 Amortization of unearned stock compensation 3,639 3,639 Effect of conforming Costa's fiscal year (7,010) (7,010) Purchase of Treasury Stock (705,137) (705,137) Balances at November 30, 2000 $6,176 $1,772,897 $4,884,023 $(12,283) $(75,059) $(705,137) $5,870,617
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