-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVp8e0hZxIJQxZJGKzLSre78BnS8y4FNAlzmzc5/Cg/44Ae5hmucDN4ZpyW8TMsS l9W6jMxRb5HAce4QcZNdvw== 0001179110-09-010685.txt : 20090706 0001179110-09-010685.hdr.sgml : 20090703 20090706173124 ACCESSION NUMBER: 0001179110-09-010685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 9787775410 MAIL ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER MARTIN P CENTRAL INDEX KEY: 0001017832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09585 FILM NUMBER: 09931852 MAIL ADDRESS: STREET 1: 2170 BUCKTHORNE PLACE STREET 2: SUITE 170 CITY: THE WOODLAND STATE: TX ZIP: 77380 4 1 edgar.xml FORM 4 - X0303 4 2009-07-01 0 0000815094 ABIOMED INC ABMD 0001017832 SUTTER MARTIN P 22 CHERRY HILL DRIVE DANVERS MA 01923 1 0 0 0 Common Stock, $0.01 par value 2009-07-01 4 A 0 1701 8.82 A 66701 D Common Stock, $.01 par value 946818 I Essex Woodlands Health Ventures Fund, VI, LP Common Stock, $.01 par value 2203182 I Essex Woodlands Heath Ventures Fund VII, LP Stock Option (right to buy) 13.91 2009-05-20 2018-05-20 Common Stock 25000 25000 D Stock Option (right to buy) 18.63 2009-08-13 2018-08-13 Common Stock 12000 12000 D These securities are held by Essex Woodlands Health Ventures Fund VI, L.P.. Mr. Sutter is a manager director of the general partner of the general part of the partnership that owns the reported securities. As a managing director of Essex Woodlands Health Ventures, Mr. Sutter shares voting and investment powers for Essex Woodlands Health Ventures Fund VI, L.P.. Mr. Sutter and the Essex Woodlands Health Ventures entities disclaim beneficial ownership of all such securities except to the extent of their proportionate pecuniary interest therein. These securities are held by Essex Woodlands Health Ventures Fund VII, L.P.. Mr. Sutter is a manager director of the general partner of the general part of the partnership that owns the reported securities. As a managing director of Essex Woodlands Health Ventures, Mr. Sutter shares voting and investment powers for Essex Woodlands Health Ventures Fund VII, L.P.. Mr. Sutter and the Essex Woodlands Health Ventures entities disclaim beneficial ownership of all such securities except to the extent of their proportionate pecuniary interest therein. Grant to reporting person to buy shares of Common Stock under ABIOMED, Inc. 2000 Stock Incentive Plan. These options become exercisable in annual 20% increments commencing on the date shown in Table II, Column 6. Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan. This option becomes exercisable in full on the date set forth in Table II, Column 6. /s/ Daniel J. Sutherby (by power of attorney) 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----