-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELMmhcC0te1qQ/M65m3dKPa/Pj5AByBFt0dS+k/XezPrtHjYvhG+lAt/Hr5gsmlG 4OvpMNaVFLERFKsI/WdsTQ== 0001179110-04-008541.txt : 20040421 0001179110-04-008541.hdr.sgml : 20040421 20040421162106 ACCESSION NUMBER: 0001179110-04-008541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040419 FILED AS OF DATE: 20040421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDERMAN DAVID M CENTRAL INDEX KEY: 0000940686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09585 FILM NUMBER: 04745739 BUSINESS ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: (978) 777-5410 MAIL ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 9787775410 MAIL ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 4 1 edgar.xml FORM 4 - X0201 4 2004-04-19 0 0000815094 ABIOMED INC ABMD 0000940686 LEDERMAN DAVID M C/O ABIOMED, INC. 22 CHERRY HILL DRIVE DANVERS MA 01923 1 0 0 0 Common Stock, $.01 par value 2004-04-19 4 S 0 2000 11.0632 D 969779 D Common Stock, $.01 par value 2004-04-19 4 S 0 3000 11.052 D 971779 D Common Stock, $.01 par value 1077471 I By Wife Stock Option (right to buy) 7.00 2001-07-12 2009-07-12 Common Stock 130000 130000 D Stock Option (right to buy) 15.56 2002-06-28 2010-06-28 Common Stock 100000 100000 D Stock Option (right to buy) 24.12 2003-06-22 2011-06-22 Common Stock 50000 50000 D Stock Option (right to buy) 6.75 2004-06-25 2012-06-25 Common Stock 50000 50000 D This reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purposes. Grant to reporting person of option to buy 130,000 shares of Common Stock under ABIOMED, Inc. 1998 Equity Incentive Plan. The option will become exercisable in 25% annual increments beginning 7/12/01. Grant to reporting person of option to buy 100,000 shares of Common Stock under ABIOMED, Inc. 1998 Equity Incentive Plan. The option will become exercisable as follows: 30% will become exercisable on each of 6/28/02 and 6/28/03 and an additional 40% will become exercisable on 6/28/04. Grant to reporting person of option to buy 50,000 shares of Common Stock under the ABIOMED, Inc. 2000 Stock Incentive Plan. The option will become exercisable as follows: 30% will become exercisable on each of 6/22/03 and 6/22/04 and an additional 40% will become exercisable on 6/22/05. Grant to reporting person of option to buy 50,000 shares of Common Stock under the ABIOMED, Inc. 2000 Stock Incentive Plan. The option will become exercisable as follows: 30% will become exercisable on each of 6/25/04 and 6/25/05 and an additional 40% will become exercisable on 6/25/06. Stock was sold pursuant to a Sales Plan compliant with the requirements of SEC Rule 10b5-1. /s/ Charles B. Haaser (attorney-in-fact) 2004-04-21 -----END PRIVACY-ENHANCED MESSAGE-----