-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sp51f6xV1FOb4KRhUTuu5N5J6Z8K/zx7Im3jQLhlV3AyAIuEVmwz4Hs1YMpime52 rR2cjT9aWpY4ZqpURDEwNQ== 0001179110-04-007568.txt : 20040406 0001179110-04-007568.hdr.sgml : 20040406 20040406173039 ACCESSION NUMBER: 0001179110-04-007568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040406 FILED AS OF DATE: 20040406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY ANTHONY W CENTRAL INDEX KEY: 0001199676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09585 FILM NUMBER: 04721016 MAIL ADDRESS: STREET 1: C/O ABIOMED INC STREET 2: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 9787775410 MAIL ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 4 1 edgar.xml FORM 4 - X0201 4 2004-04-06 0 0000815094 ABIOMED INC ABMD 0001199676 BAILEY ANTHONY W C/O ABIOMED, INC. 22 CHERRY HILL DRIVE DANVERS MA 01923 0 1 0 0 SVP, Operations Common Stock, $.01 par value 353 D Common Stock, $.01 par value 2004-04-06 4 M 0 5000 5.875 A 5353 D Common Stock, $.01 par value 2004-04-06 4 S 0 5000 10.50 D 353 D Stock Option (right to buy) 5.875 2004-04-06 4 M 0 5000 5.875 D 2002-03-10 2007-03-10 Common Stock 20000 15000 D Stock Option (right to buy) 6.813 2000-07-01 2008-07-01 Common Stock 50000 50000 D Stock Option (right to buy) 6.688 2001-07-01 2009-07-01 Common Stock 30000 30000 D Stock Option (right to buy) 15.563 2002-06-28 2010-06-28 Common Stock 40000 40000 D Stock Option (right to buy) 18.40 2003-08-08 2011-08-08 Common Stock 5000 5000 D Stock Option (right to buy) 6.75 2004-06-25 2012-06-25 Common Stock 25000 25000 D Stock Option (right to buy) 5.11 2005-06-25 2013-06-25 Common Stock 10000 10000 D Stock Option (right to buy) 6.66 2005-09-10 2013-09-10 Common Stock 40000 40000 D Options were fully exercisable on the date shown. Original option grant becomes exercisable in annual 25% installments commencing on the date shown. Thirty percent of this option will become exercisable on each of 7/1/01 and 7/1/02 and an additional 40 percent will become exercisable on 7/1/03. Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 1992 Combination Stock Option Plan. Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 1998 Equity Incentive Plan. Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan. Thirty percent of this option will become exercisable on each of 6/28/02 and 6/28/03 and an additional 40 percent will become exercisable on 6/28/04. Thirty percent of this option will become exercisable on each of 8/8/03 and 8/8/04 and an additional 40 percent will become exercisable on 8/8/05. Thirty percent of this option will become exercisable on each of 6/25/04 and 6/25/05 and an additional 40 percent will become exercisable on 6/25/06. Thirty percent of this option will become exercisable on each of 6/25/05 and 6/25/06 and an additional 40 percent will become exercisable on 6/25/07. Thirty percent of this option will become exercisable on each of 9/10/05 and 9/10/06 and an additional 40 percent will become exercisable on 9/10/07. Stock was acquired and sold pursuant to a Sales Plan compliant with the requirements of SEC Rule 10b5-1. /s/ Charles B. Haaser (Attorney-in-fact) 2004-04-06 -----END PRIVACY-ENHANCED MESSAGE-----