-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FyGfqRDikoMLcUox4rH9pOsha2sMYTyOrY9tbFtGX4IahlwLMiQNdnhtwx/qt87w ta6HhIhYc+f13yn3HY5skA== 0001179110-03-002408.txt : 20030627 0001179110-03-002408.hdr.sgml : 20030627 20030627080849 ACCESSION NUMBER: 0001179110-03-002408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030625 FILED AS OF DATE: 20030627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUNG ROBERT T V CENTRAL INDEX KEY: 0001203037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09585 FILM NUMBER: 03759505 MAIL ADDRESS: STREET 1: C/O ABIOMED INC STREET 2: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 33 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 5087775410 MAIL ADDRESS: STREET 1: 33 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 4 1 edgar.xml FORM 4 -2003-06-25 X0101 42003-06-2500000815094ABIOMED INC ABMD0001203037KUNG ROBERT T V 0100SVP, Chief Scientific OfficerCommon Stock, $ .01 par value2003-06-274A000.00A87060IBy TrustCommon Stock, $.01 par value2003-06-274A000.00A16968IBy TrustCommon Stock, $.01 par value2003-06-274A000.00A100200IBy TrustStock Option (right to buy)4.001993-11-154Afalse04.00A1998-11-152003-11-15Common Stock5450054500DStock Option (right to buy)5.3131995-12-144Afalse05.313A2000-12-142005-12-14C ommon Stock100000100000DStock Option (right to buy)6.251996-08-124Afalse06.25A2001-08-122006-08-12Common Stock5250052500DStock Option (right to buy)5.751997-05-274Afalse05.75A2002-05-272007-05-27Common Stock1000010000DStock Option (right to buy)6.8131998-07-014Afalse06.813A2000-07-012008-07-01Common Stock4000040000DStock Option (right to buy)6.6881999-07-014Afalse06.688A2001-07-012009-07-01Common Stock2000020000DStock Option (right to buy)15.5632000-06-284Afalse< /transactionTimeliness>015.563A2002-06-282010-06-28Common Stock4000040000DStock Option (right to buy)24.12< /value>2001-06-224Afalse024.12A2003-06-222011-06-22Common Stock2000020000DStock Option (right to buy)6.752002-06-254Afalse06.75A2004-06-252012-06-25Common Stock5000050000DStock Option (right to buy)5.112003-06-254Afalse160005.1 1A2005-06-252013-06-25Common Stock1600016000DThis transaction is not a new addidtion, but is shown for historical reporting purposes only.Grant to reporting person of option to buy number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 1992 Combination S tock Option Plan.Grant to reporting person of option to buy number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 1998 Equity Incentive Plan.Grant to reporting person of option to buy number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2000 Stock Incentive Plan.Options were fully exercisable on the date shown.The option becomes exercisable in annual 25% installments commencing on the date set forth in Table II, Column 6.Thirty percent of this option will become exercisable on each of 7/1/01 and 7/1/02 and an addtional 40 percent will become exercisable on 7/1/03Thirty percent of this option will become exercisable on each of 6/28/02 and 6/28/03 and an addtional 40 percent will become exercisable on 6/28/04.Thirty percent of this option will become exercisable on each of 6/22/03 and 6/22/04 and an addtional 40 percent will become exercisable on 6/22/05.Thirty percent of this option will become exercisable on each of 6/25/04 and 6/25/05 and an addtional 40 percent will become exercisable on 6/25/06.The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.These shares are held in trust for the benefit of the reporting person's spouse.Thirty percent of this option will become exercisable on each of 6/25/05 and 6/25/06 and an addtional 40 percent will become exercisable on 6/25/07./s/ Robert T.V. Kung2003-06-27 -----END PRIVACY-ENHANCED MESSAGE-----