-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EF2dX6W2ETp7gSJAzZE/GiiieuC8rDMCDfO6U01aZrSoyO069goQlSrmFgMpup8+ MR+eOPFasNIYRXXoe3U6/A== 0001104659-04-027078.txt : 20040908 0001104659-04-027078.hdr.sgml : 20040908 20040908160812 ACCESSION NUMBER: 0001104659-04-027078 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040901 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20040908 DATE AS OF CHANGE: 20040908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09585 FILM NUMBER: 041020852 BUSINESS ADDRESS: STREET 1: 22 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 9787775410 MAIL ADDRESS: STREET 1: 22 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 8-K 1 a04-10362_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report:  September 1, 2004

(Date of earliest event reported)

 

ABIOMED, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

04-2743260

(State or other Jurisdiction of
Incorporation)

 

(IRS Employer Identification
Number)

 

0-20584

(Commission File Number)

 

22 Cherry Hill Drive
Danvers, MA  01923

(Address of Principal Executive Offices, including Zip Code)

 

(978) 777-5410

(Registrant’s Telephone Number, including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

 



 

Item 8.01                              Other Events

 

On September 1, 2004, ABIOMED, Inc. submitted, pending acceptance for filing, to the United States Food and Drug Administration for market approval of the AbioCor Implantable Replacement Heart under a Humanitarian Device Exemption (HDE).  Approval under an HDE would make the AbioCor commercially available to treat annually a defined subset of not more than 4,000 irreversible end-stage heart failure patients.

 

The full text of the Company’s press release reporting this filing is attached as Exhibit 99.1 to this report and incorporated herein by reference.

 

 

Item 9.01                              Financial Statements and Exhibits

 

(c) Exhibits

 

 

 

 

 

99.1

 

Press release dated September 8, 2004

 

2



 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

ABIOMED, Inc.

 

 

 

 

 

 

 

By:

/s/ Charles B. Haaser

 

 

 

Charles B. Haaser

 

 

Controller

 

 

Principal Accounting Officer

 

 

Principal Financial Officer

 

Date:  September 8, 2004

 

3



 

Exhibit Index

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press release dated September 8, 2004

 

4


EX-99.1 2 a04-10362_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

FOR IMMEDIATE RELEASE

 

Media Contact:
Andrea tenBroek
Communications Specialist
(978) 646-1815
mediarelations@abiomed.com

 

Investor Relations Contact:
Edward E. Berger, Ph.D.
Vice President for Policy, Reimbursement and External Relations
(978) 646-1814
ir@abiomed.com

 

ABIOMED Submits for FDA Approval of the AbioCor®

 

Implantable Replacement Heart Under A Humanitarian Device Exemption

 

Patients 13 and 14 in Initial Clinical Trial Continue to Recover

 

Danvers, Mass., September 08, 2004 ABIOMED, Inc. (NASDAQ: ABMD) today announced that the company has submitted, pending acceptance for filing, to the Food and Drug Administration for market approval of the AbioCor Implantable Replacement Heart under a Humanitarian Device Exemption (HDE).  Approval under an HDE would make the AbioCor commercially available to treat a defined subset of not more than 4,000 irreversible end-stage heart failure patients.

 

The company is also continuing the initial clinical trial for the AbioCor being conducted under an Investigational Device Exemption granted by the FDA.  Fourteen out of the initial fifteen patients have been enrolled in the trial thus far.  However, ABIOMED is not required to enroll a 15th patient before submitting for approval under an HDE; completion of the initial clinical trial is not a prerequisite for submission.

 

The 13th and 14th AbioCor patients, implanted May 3rd and May 23rd in Louisville, KY by the Jewish Hospital/University of Louisville AbioCor surgical team are continuing to recover.  The thirteenth patient has begun to make some excursions outside of the hospital.  During more than

 



 

120 days on support, he has celebrated his 35th wedding anniversary, entertained friends and family at his birthday party at Jewish Hospital, had a visit from his dog, taken a trip to the mall, and is currently planning a day trip home. The fourteenth patient also continues to recover but is undergoing kidney dialysis and other treatments necessary as a result of organ complications present before the AbioCor implant, according to his surgeons Drs. Laman Gray and Rob Dowling. Prior to the implant of the AbioCor, both patients had an expected survival of less than two weeks.

 

Based in Danvers, Massachusetts, ABIOMED, Inc. (pronounced “AB’-EE-O-MED”) is a leading developer, manufacturer and marketer of medical products designed to assist or replace the pumping function of the failing heart. ABIOMED, which currently sells the BVS® 5000 Biventricular Support System and the AB5000™ Circulatory Support System, is the market leader in devices for the temporary support of patients with failing but potentially recoverable hearts. The company’s AbioCor® Implantable Replacement Heart is the subject of an initial clinical trial being conducted under an Investigational Device Exemption from the United States Food and Drug Administration.  The AbioCor has not been approved for commercial distribution, and is not available for use or sale outside of the initial clinical trial.

 

# # #

 

This Release contains forward-looking statements, including statements regarding commercial development of ABIOMED’s products.  The Company provides no assurance that submission of the HDE filing will be accepted or that the HDE will be approved. The Company’s actual results may differ materially from those anticipated in these forward-looking statements based upon a number of factors, including uncertainties associated with development, testing and related regulatory approvals, anticipated future losses, complex manufacturing, high quality requirements, dependence on limited sources of supply, competition, technological change, government regulation, future capital needs and uncertainty of additional financing and other risks detailed in the Company’s filings with the Securities and Exchange Commission.  Readers are cautioned not to place undue reliance on any forward-looking statements, which speak only as of the date of this Release.  The Company undertakes no obligation to publicly release the results of any revisions to these forward-looking statements that may be made to reflect events or circumstances that occur after the date of this Release or to reflect the occurrence of unanticipated events.

 


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