-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeAB+E8NaJ1cXsMkbJOiPNgsLG8amcUy4nm/a9pFV9dDmUzNJrziPka0QaBfed02 RTXLMi6piHKCjaNLHSY0Qw== 0000815094-98-000002.txt : 19980211 0000815094-98-000002.hdr.sgml : 19980211 ACCESSION NUMBER: 0000815094-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38995 FILM NUMBER: 98527835 BUSINESS ADDRESS: STREET 1: 33 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 5087775410 MAIL ADDRESS: STREET 1: 33 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABIOMED INC CENTRAL INDEX KEY: 0000815094 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 042743260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 33 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 5087775410 MAIL ADDRESS: STREET 1: 33 CHERRY HILL DRIVE CITY: DANVERS STATE: MA ZIP: 01923 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 7) ABIOMED, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 003654 10 0 (CUSIP Number) 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dr. David M. Lederman 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER 595,277 shares SHARES BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER 0 shares PERSON WITH 7 SOLE DISPOSITIVE POWER 595,277 shares 8 SHARED DISPOSITIVE POWER 0 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 595,277 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.96% 12 TYPE OF REPORT* IN
1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ms. Natalie F. Lederman 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER 725,923 shares SHARES BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER 0 shares PERSON WITH 7 SOLE DISPOSITIVE POWER 725,923 shares 8 SHARED DISPOSITIVE POWER 0 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 725,923 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.49% 12 TYPE OF REPORT* IN
Item 1(a) Name of Issuer: ABIOMED, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 33 Cherry Hill Drive, Danvers, Massachusetts 01923 Item 2(a) Name of Person Filing: David M. Lederman and Natalie F. Lederman Item 2(b) Address of Principal Business Office or, if none, Residence: 33 Cherry Hill Drive, Danvers, Massachusetts 01923 Item 2(c) Citizenship: USA Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 003654 10 0 Item 3 Not Applicable Item 4 Ownership: (a) Amount Beneficially Owned: David M. Lederman owns 595,277 shares of Common Stock. Natalie Lederman, his spouse owns 725,923 shares of Common Stock. Each of Dr. Lederman and Ms. Lederman disclaims beneficial ownership of the shares held by the other. (b) Percent of Class: Dr. Lederman: 6.96% Ms. Lederman 8.49% Total: 15.45% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: Dr. Lederman: 595,277 shares Ms. Lederman 725,923 shares Total: 1,321,200 (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: Dr. Lederman: 595,277 shares Ms. Lederman 725,923 shares Total: 1,321,200 (iv) shared power to dispose or to direct the disposition of: 0 shares Item 5 Ownership of Five Percent or Less of Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 1998 Date February 5, 1998 Date /s/David M. Lederman Signature /s/Natalie F. Lederman Signature David M. Lederman Name Natalie F. Lederman Name
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