0001484321-11-000014.txt : 20110405 0001484321-11-000014.hdr.sgml : 20110405 20110405131926 ACCESSION NUMBER: 0001484321-11-000014 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20110405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG RODNEY A CENTRAL INDEX KEY: 0001195915 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13543 FILM NUMBER: 11739069 MAIL ADDRESS: STREET 1: 350 OAK GROVE PARKWAY CITY: SAINT PAUL STATE: MN ZIP: 55127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANGEION CORP/MN CENTRAL INDEX KEY: 0000815093 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411579150 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 350 OAK GROVE PARKWAY CITY: ST PAUL STATE: MN ZIP: 55127 BUSINESS PHONE: 651-484-4874 MAIL ADDRESS: STREET 1: 350 OAK GROVE PARKWAY CITY: ST PAUL STATE: MN ZIP: 55127 FORMER COMPANY: FORMER CONFORMED NAME: VERDE VENTURES INC DATE OF NAME CHANGE: 19880714 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2010-12-31 2011-03-24 0 0000815093 ANGEION CORP/MN ANGN 0001195915 YOUNG RODNEY A 350 OAK GROVE PARKWAY SAINT PAUL MN 55127 1 0 0 0 Common Stock 2010-12-31 4 D 0 8889 0 D 56435 D Common Stock 2010-12-31 4 D 0 22222 0 D 34213 D Common Stock 2011-03-22 4 M 0 35000 2.53 A 69213 D Common Stock 2011-03-22 4 F 0 18109 4.89 D 51104 D Common Stock 2011-03-22 4 F 0 1657 4.89 D 49447 D Stock Option (Right to Buy) 2.53 2011-03-22 4 M 0 35000 0 D 2005-09-15 2015-09-15 Common Stock 35000 0 D The Reporting Person was granted 26,667 shares of restricted stock on August 28, 2008. One-third of the shares vested on the first and second anniversaries of the date of grant. The remaining 8,889 shares were forfeited when the Reporting Person stepped down as President and CEO of the Issuer effective December 31, 2010. The Reporting Person was granted 33,333 shares of restricted stock on June 3, 2009. One-third of the shares vested on the first anniversary of the date of grant. The remaining 22,222 shares were forfeited when the Reporting Person stepped down as President and CEO of the Issuer effective December 31, 2010. This Form 4 reports the delivery by attestation to the Issuer of 18,109 shares of stock already owned by the Reporting Person to pay the exercise price for 24,500 incentive stock options and 10,500 nonqualified stock options. The Reporting Person is required to pay the tax withholding obligation associated with the exercise of nonqualified stock options. Therefore, the Reporting Person has delivered by attestation to the Issuer 1,657 shares of stock already owned for the payment of this obligation. This Amended Form 4 corrects the number of shares previously reported for the tax withholding. The price of $4.89 is equal to the fair market value on the date of exercise and is used to determine the value of the shares delivered by attestation to the Issuer for payment of both the option exercise price and the tax withholding obligation. The Board of Directors expressly authorized delivery by attestation for the Reporting Person. Includes 370 shares acquired under the Angeion Corporation 2003 Employee Stock Purchase Plan on December 31, 2010. Robert D. Bubalo, Attorney-in-Fact for Rodney A. Young 2011-04-05