0001181431-15-008139.txt : 20150610 0001181431-15-008139.hdr.sgml : 20150610 20150610192722 ACCESSION NUMBER: 0001181431-15-008139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS CORP CENTRAL INDEX KEY: 0000815065 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 341482024 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5960 HEISLEY RD CITY: MENTOR STATE: OH ZIP: 44060 BUSINESS PHONE: 4403542600 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14643 FILM NUMBER: 15924534 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 4 1 rrd425681.xml FORM 4 FILING FOR WALTER M ROSEBROUGH, JR. X0306 4 2015-06-09 0 0000815065 STERIS CORP STE 0001413087 Rosebrough Walter M Jr 5960 HEISLEY ROAD MENTOR OH 44060 1 1 0 0 President & CEO Common Shares, No Par Value 2015-06-09 4 S 0 5000 63.5620 D 156970 D Common Shares, No Par Value 2015-06-10 4 S 0 5000 64.0445 D 151970 D Common Shares, No Par Value 2015-06-09 4 S 0 5000 63.5626 D 35000 I See Footnote Below. Common Shares, No Par Value 2015-06-10 4 S 0 5000 64.0476 D 30000 I See Footnote Below. Common Shares, No Par Value 45460 I See Footnote Below. Common Shares, No Par Value 4540 I See Footnote Below. This transaction involved the open market sale on June 9, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 24 sales prices ranged from $63.3600 per share to $63.9600 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 24 sales prices. This transaction involved the open market sale on June 10, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 25 sales prices ranged from $63.6600 per share to $64.2400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 25 sales prices. 121,720 of these Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit and 30,250 of these Common Shares are restricted and also are held by the Reporting Person as Trustee of a revocable trust established for his benefit. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017 and 4,250 on May 30, 2018. This transaction involved the open market sale on June 9, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 24 sales prices ranged from $63.3600 per share to $63.9600 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 24 sales prices. These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse. This transaction involved the open market sale on June 10, 2015 of a total of 5,000 shares, Held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 26 sales prices ranged from $63.6600 per share to $64.2400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices. These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit. These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse. /s/ Dennis P. Patton, Authorized Representative under Power of Attorney 2015-06-10