0001181431-15-007885.txt : 20150603 0001181431-15-007885.hdr.sgml : 20150603 20150603181734 ACCESSION NUMBER: 0001181431-15-007885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS CORP CENTRAL INDEX KEY: 0000815065 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 341482024 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5960 HEISLEY RD CITY: MENTOR STATE: OH ZIP: 44060 BUSINESS PHONE: 4403542600 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14643 FILM NUMBER: 15911350 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 4 1 rrd425493.xml FORM 4 FILING FOR WALT ROSEBROUGH X0306 4 2015-06-01 0 0000815065 STERIS CORP STE 0001413087 Rosebrough Walter M Jr 5960 HEISLEY ROAD MENTOR OH 44060 1 1 0 0 President & CEO Common Shares, No Par Value 2015-06-01 4 F 0 1848 67.46 D 169609 D Common Shares, No Par Value 2015-06-01 4 F 0 2464 67.46 D 167145 D Common Shares, No Par Value 2015-06-01 4 F 0 3080 67.46 D 164065 D Common Shares, No Par Value 2015-06-01 4 F 0 2095 67.46 D 161970 D Common Shares, No Par Value 45460 I See Footnote Below. Common Shares, No Par Value 40000 I See Footnote Below. Common Shares, No Par Value 4540 I See Footnote Below. 1,848 shares were withheld from the 3,750 restricted shares that vested on June 1, 2015. These 1,848 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,750 shares were awarded to Mr. Rosebrough on May 31, 2011 as part of an award of 15,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015. Closing market price on the NYSE on the day on which the restricted shares vested. 2,464 shares were withheld from the 5,000 restricted shares that vested on June 1, 2015. These 2,464 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 5,000 shares were awarded to Mr. Rosebrough on May 30, 2012 as part of an award of 20,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015. 3,080 shares were withheld from the 6,250 restricted shares that vested on June 1, 2015. These 3.080 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 6,250 shares were awarded to Mr. Rosebrough on May 31, 2013 as part of an award of 25,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015. 2,095 shares were withheld from the 4,250 restricted shares that vested on June 1, 2015. These 2,095 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,250 shares were awarded to Mr. Rosebrough on May 30, 2014 as part of an award of 17,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2015. These shares are held in a revocable trust of the Reporting Person's spouse as Trustee established for her benefit. These shares are held in an irrevocable trust of the Reporting Person as Trustee established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse. These shares are held in an irrevocable trust of the Reporting Person as Trustee established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse. 131,720 of these Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit and 30,250 of these Common Shares are restricted and also are held by the Reporting Person as Trustee of a revocable trust established for his benefit. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017 and 4,250 on May 30, 2018. /s/ Dennis P. Patton, Authorized Representative under Power of Attorney 2015-06-03