-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWnLWBlOxvaQsK0BBG55UzVhqVESKanRDCk17+sQGCCDA/yTPL7E7oW36kiaJnSN aM1z8cLXYlVDYrCJHLBuWg== 0000903423-08-000616.txt : 20080804 0000903423-08-000616.hdr.sgml : 20080804 20080804163504 ACCESSION NUMBER: 0000903423-08-000616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080731 FILED AS OF DATE: 20080804 DATE AS OF CHANGE: 20080804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS CORP CENTRAL INDEX KEY: 0000815065 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 341482024 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5960 HEISLEY RD CITY: MENTOR STATE: OH ZIP: 44060 BUSINESS PHONE: 4403542600 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breeden Richard C CENTRAL INDEX KEY: 0001300622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14643 FILM NUMBER: 08988474 BUSINESS ADDRESS: BUSINESS PHONE: 312-442-7632 MAIL ADDRESS: STREET 1: 100 SOUTH WACKER STREET 2: SUITE 1800 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 breedenf-4_0804ex.xml X0303 4 2008-07-31 0 0000815065 STERIS CORP STE 0001300622 Breeden Richard C C/O BREEDEN CAPITAL MANAGEMENT LLC 100 NORTHFIELD STREET GREENWICH CT 06830 1 0 0 0 Common Shares, No Par Value 2008-07-31 4 A 0 1097 34.17 A 1097 D Common Shares, No Par Value 2008-07-31 4 A 0 1097 0 A 2194 D Common Shares, No Par Value 5067321 I See footnotes Option to Purchase Common Shares 34.17 2008-07-31 4 A 0 2744 0 A 2009-01-31 2018-07-31 Common Shares, No Par Value 2744 2744 D Pursuant to the governing documents of Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners (California) II L.P., Breeden Partners Holdco Ltd. and Breeden Partners (Cayman) Ltd. (the "Funds"), any profits realized with respect to this grant will be apportioned among the Funds. These 1,097 Common Shares are restricted. The restrictions on these 1,097 Common Shares lapse on February 2, 2009. Pursuant to the Funds' governing documents, any profits realized with respect to this grant will be apportioned among the Funds. Richard C. Breeden is the managing member of Breeden Capital Partners LLC, managing member and chairman and chief executive officer of Breeden Capital Management LLC and the Key Principal of Breeden Partners (Cayman) Ltd. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P., Breeden Partners (California) L.P. and Breeden Partners (California) II L.P. Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC, may be deemed to be the indirect beneficial owner of the Common Shares owned by Breeden Partners L.P., Breeden Partners (California) L.P., Breeden Partners (California) II L.P., Breeden Partners Holdco Ltd. and Breeden Partners (Cayman) Ltd.; however, he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Pursuant to the Funds' governing documents, any profits realized with respect to these stock options will be apportioned among the Funds. /s/ Richard C. Breeden 2008-08-01 -----END PRIVACY-ENHANCED MESSAGE-----