-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BIOgRxpPN4/31usmeyYqmIuJU7RPbzl3yipRe9Us23y3Brqd/5UK6nvpHJFyd5ed 5WGQ0ee3NqJ/sjnzuBwM2Q== 0001144204-06-053181.txt : 20061218 0001144204-06-053181.hdr.sgml : 20061218 20061218162024 ACCESSION NUMBER: 0001144204-06-053181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051212 FILED AS OF DATE: 20061218 DATE AS OF CHANGE: 20061218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCASTER INC CENTRAL INDEX KEY: 0000814929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942862863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: (818) 206-9274 MAIL ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL MICROCOMPUTER SOFTWARE INC /CA/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLOWAY BRUCE CENTRAL INDEX KEY: 0000924483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15949 FILM NUMBER: 061283615 BUSINESS ADDRESS: BUSINESS PHONE: 212-247-1339 MAIL ADDRESS: STREET 1: C/O GALLOWAY CAPITAL MANAGEMENT LLC STREET 2: 720 FIFTH AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 v060653_ex.xml X0202 4 2005-12-12 0 0000814929 BROADCASTER INC BCSR 0000924483 GALLOWAY BRUCE C/O GALLOWAY CAPITAL MANAGEMENT, LLC 750 FIFTH AVENUE, 10TH FLOOR NEW YORK NY 10019 1 0 0 0 IMSI Common Stock 217000 D IMSI Common Stock 41500 I Owned by Sara Galloway, wife IMSI Common Stock 2006-08-01 4 J 0 253750 1.35 A 678650 I See footnote BCSR Common Stock 2006-12-14 4 J 0 76500 1.0865 A 755150 I See footnote IMSI .9 2005-12-12 2005-12-12 4 A 0 100000 .9 A 2006-12-12 2015-12-12 IMSI Common Stock 100000 600000 D IMSI 1.9 2006-05-23 2006-05-23 4 A 0 65000 1.9 A 2006-05-23 IMSI Common Stock 65000 665000 D IMSI 1.88 2006-06-01 2006-06-01 4 A 0 10000 1.88 A 2016-06-01 IMSI Common Stock 10000 675000 D Bruce Galloway is a managing member of the General Partner of the entity which owns these shares. The entity acquired shares of Common Stock through the transfer of these shares from a limited partner in exchange for a limited partnership interest in the entity valued at the price noted in Table I, Column 4. Options vest quarterly over 1 year from grant date. /s/ Bruce Galloway 2006-12-18 -----END PRIVACY-ENHANCED MESSAGE-----