-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlzGk6Alo39FyUv22+8gcCoI58K9nYTAZ25uVS1RUiVw+be01S4Zm17YQ0Bzorap K5UbNJfSJiVzneWP6TsofA== 0001116502-08-000927.txt : 20080610 0001116502-08-000927.hdr.sgml : 20080610 20080610202949 ACCESSION NUMBER: 0001116502-08-000927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070828 FILED AS OF DATE: 20080610 DATE AS OF CHANGE: 20080610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCASTER INC CENTRAL INDEX KEY: 0000814929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942862863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: (818) 206-9274 MAIL ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL MICROCOMPUTER SOFTWARE INC /CA/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARDNER MICHAEL CENTRAL INDEX KEY: 0001133352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15949 FILM NUMBER: 08891931 BUSINESS ADDRESS: BUSINESS PHONE: 2125041700 MAIL ADDRESS: STREET 1: C/O BAYTREE CAPITAL ASSOCIATES INC STREET 2: 40 WALL ST SUITE 58 CITY: NEW YORK STATE: NY ZIP: 10005 4 1 gardner_ex.xml X0202 4 2007-08-28 0 0000814929 BROADCASTER INC BCAS 0001133352 GARDNER MICHAEL C/O BAYTREE CAPITAL ASSOCIATES INC 40 WALL ST 58TH FLOOR NEW YORK NY 10005 0 0 1 0 Common Stock 2007-08-28 4 S 0 175000 .40 D 1700000 I See footnote Common Stock 2007-08-28 4 S 0 100000 D 1600000 I See footnote Common Stock 2008-06-05 4 S 0 5000 .52 D 8738550 D Common Stock 2008-06-06 4 S 0 7000 .51 D 8731550 D These securities are owned by Baytree Capital Associates, LLC of which the Reporting Person is the managing member. These securities were provided in consideration for Legal Services. No price has been disclosed since the Reporting Person was never sent an invoice. /s/ Michael Gardner 2008-06-10 -----END PRIVACY-ENHANCED MESSAGE-----